Ernesto Lanza

Chief Regulatory And Policy Officer at Municipal Securities Rulemaking Board

Ernesto Lanza's work experience begins with their current role as the Chief Regulatory and Policy Officer at the Municipal Securities Rulemaking Board since 2023. In this position, they lead the Market Regulation team and is responsible for municipal broker-dealer and municipal advisor rulemaking, regulatory coordination, and professional qualification standards for municipal market professionals. Ernesto also provides strategic insight and counsel to the CEO and Board on regulatory policy and municipal market matters. Prior to this, Ernesto served as the Chief Legal Officer and Deputy Executive Director at the same company. Ernesto led the design, development, and launch of the US municipal market's official transparency system, EMMA.

Before joining the Municipal Securities Rulemaking Board, Ernesto worked at Ballard Spahr LLP as Of Counsel in the Finance Department specializing in Public Finance and Municipal Securities Regulation and Enforcement. Ernesto also has previous experience at the U.S. Securities and Exchange Commission, where they served as Acting Director/Senior Counsel to the Director in the Office of Municipal Securities from 2019 to 2022. Additionally, they worked as Senior Counsel at Clark Hill PLC in the Banking & Financial Services department and as Shareholder at Greenberg Traurig, LLP in the Public Finance/Financial Regulatory & Compliance practice.

Ernesto Lanza attended Harvard University from 1981 to 1985, where they obtained a Bachelor of Arts degree in Government. Following their undergraduate studies, they enrolled in the University of Pennsylvania Carey Law School from 1985 to 1988, earning a Juris Doctor (JD) degree. Additionally, Ernesto Lanza participated in the Executive Program at Harvard Kennedy School, specializing in the Strategic Management of Regulatory and Enforcement Agencies. Unfortunately, the start and end years for this program are not provided.

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