Municipal Securities Rulemaking Board
Frank Mazzarelli has over 20 years of work experience. Frank started their career as an Assistant District Attorney at the Manhattan District Attorney's Office, where they successfully prosecuted numerous criminal cases. Frank then moved on to the role of Assistant District Attorney in the Investigations Division, leading teams in long-term investigations into complex financial crimes and collaborating with regulatory entities. In 2010, Frank joined FINRA as the Director of Enforcement, where they managed a team of attorneys responsible for enforcing compliance with securities laws and oversaw regulatory services for various exchanges. Currently, they are the Director of Market Regulation at the Municipal Securities Rulemaking Board.
Frank Mazzarelli has a Bachelor's degree from Loyola University Maryland. Frank also holds a Doctor of Law (JD) degree from Villanova University Charles Widger School of Law and a Master of Business Administration (MBA), with honors, in Finance and Financial Management Services from The Johns Hopkins University - Carey Business School. Additionally, they have obtained the certification of Certified Regulatory and Compliance Professional (CRCP) from Wharton Executive Education, University of Pennsylvania. Specific years of completion or start are not provided.
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Municipal Securities Rulemaking Board
The Municipal Securities Rulemaking Board (MSRB) protects investors, state and local governments and other municipal entities, and the public interest by promoting a fair and efficient municipal securities market. The MSRB fulfills this mission by regulating the municipal securities firms, banks and municipal advisors that engage in municipal securities and advisory activities. To further protect market participants, the MSRB provides market transparency through its Electronic Municipal Market Access (EMMA®) website, the official repository for information on all municipal bonds. The MSRB also serves as an objective resource on the municipal market, conducts extensive education and outreach to market stakeholders, and provides market leadership on key issues. The MSRB is a Congressionally-chartered, self-regulatory organization governed by a board of directors that has a majority of public members, in addition to representatives of regulated entities. The MSRB is subject to oversight by the Securities and Exchange Commission.