Frank Mazzarelli

Frank Mazzarelli has over 20 years of work experience. Frank started their career as an Assistant District Attorney at the Manhattan District Attorney's Office, where they successfully prosecuted numerous criminal cases. Frank then moved on to the role of Assistant District Attorney in the Investigations Division, leading teams in long-term investigations into complex financial crimes and collaborating with regulatory entities. In 2010, Frank joined FINRA as the Director of Enforcement, where they managed a team of attorneys responsible for enforcing compliance with securities laws and oversaw regulatory services for various exchanges. Currently, they are the Director of Market Regulation at the Municipal Securities Rulemaking Board.

Frank Mazzarelli has a Bachelor's degree from Loyola University Maryland. Frank also holds a Doctor of Law (JD) degree from Villanova University Charles Widger School of Law and a Master of Business Administration (MBA), with honors, in Finance and Financial Management Services from The Johns Hopkins University - Carey Business School. Additionally, they have obtained the certification of Certified Regulatory and Compliance Professional (CRCP) from Wharton Executive Education, University of Pennsylvania. Specific years of completion or start are not provided.