My RIA Lawyer
Amber Davis has a diverse background in compliance and licensing within the financial services industry. With experience at companies like Raymond James, J.W. Cole Financial, Inc., and Transamerica Financial Advisors, Inc., Amber has developed expertise in onboarding processes, securities and advisory paperwork requirements, and U4 filings with FINRA. Amber's education includes an Associate's degree from St. Petersburg College and attendance at the University of South Florida from 2004 to 2006.
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My RIA Lawyer
You work hard to grow your business and create the life of your dreams. Now you need to protect it. We are attorneys focused exclusively on protecting the businesses and lifestyles of financial advisers from abusive regulators. It is our passion and sole niche. Located in Atlanta near SunTrust Park, we represent clients throughout the United States. We provide services to serve your firm- from RIA registration to ongoing compliance services to legal defense against client complaints and regulatory actions. Choosing An Experienced RIA Lawyer Is A Wise Decision My RIA Lawyer has a proven record of protecting financial advisers by helping them create strong compliance systems and empowering them to fight back when regulators threaten their business and livelihood. We are ready to support your business so that you can focus on the best use of your time- helping as many investors as possible. Personal attention is central to our mission. Our goal is to keep nosy regulators out of your business and out of your wallet. When we aren’t helping firms avoid regulators by putting in place robust compliance systems, we are vigorously defending them against client and regulatory actions.