Chris Setaro

Chris Setaro has a diverse work experience in the finance industry. Chris is currently serving as the SVP, Chief Compliance & Regulatory Officer at Nasdaq Private Market since April 2022. Prior to this, they worked as the Head of Global Risk at Forge from February 2021 to March 2022. Chris also held the position of Global Chief Compliance Officer at Sharespost, Inc. from October 2019 to February 2021.

Chris has a strong background in compliance and regulatory roles. Chris spent a significant amount of time at Nasdaq, where they served as the CCO for various divisions including Nasdaq Execution Services, Nasdaq Capital Markets Advisory, Execution Access & NPM Securities from June 2014 to October 2019. During their tenure, they ensured compliance with SEC and SRO rules and regulations, reviewed new regulatory rules, and developed and implemented supervisory policies and procedures.

Before joining Nasdaq, Chris worked as the ED, Chief Compliance Officer at Instinet, LLC for nearly 15 years, from September 1999 to May 2014. Chris also gained experience as AVP, Compliance at Bankers Trust from 1996 to 1999, and as a Trade Support Specialist at National Financial Services Corp. from January 1994 to June 1996.

Overall, Chris Setaro brings extensive compliance and regulatory expertise to their current role at Nasdaq Private Market, backed by their previous positions in top financial institutions.

Chris Setaro attended Syracuse University from 1989 to 1993. The degree and field of study pursued during this period are not specified.