Frank Nicosia

Frank Nicosia is a seasoned compliance professional with extensive experience in the financial services industry. Currently serving as a Senior Compliance Officer at the National Bank of Canada since July 2014, Nicosia previously held the position of Vice President at Morgan Stanley Wealth Management and Vice President of Compliance at Santander International Securities, Inc., where responsibilities included managing compliance programs. Nicosia began a career in compliance as a Compliance Analyst at Royal Alliance Associates Inc. and has also worked as an Equities Trader and Compliance/Surveillance Officer in prior roles. Nicosia holds a Bachelor of Arts degree in Sociology from Adelphi University, completed in 2006.