Jim joined Neptune in July 2018 and provides oversight to the company’s finance division, enterprise-wide risk management, regulatory compliance, and Model-as-a-Service platform. Prior to joining the Neptune team, Jim was the Director of Risk Strategy and Innovation at Bank OZK, a $22B bank based in Little Rock, AR, with 250 offices nationwide. Jim also served as the EVP Chief Risk Officer of C1 Bank, where he administered the bank’s corporate governance, risk management, anti-money laundering, and consumer compliance programs.
Jim earned a Master of Science in Risk Management degree from New York University’s Stern School of Business in 2017 and a Master of Public Policy from Georgetown University in 2012. Following his graduation from George Washington University with a Bachelor of Business Administration in Finance degree in 2003, Jim spent eight years working in private wealth management at Morgan Stanley.
Sign up to view 2 direct reports
Get started