Louise Liston is a seasoned compliance professional with extensive experience in the financial services sector. Since March 2009, Louise has served as Compliance Officer at New England Asset Management, Inc. (NEAM, Inc.), ensuring adherence to regulatory standards. Prior to this role, Louise was a Compliance Manager at Willis HRH from August 2000 to February 2009, where responsibilities included overseeing compliance for affiliated Broker/Dealer and Investment Advisory Firms while reporting directly to each firm’s President and Chief Compliance Officer. Louise holds a Bachelor of Arts degree from Mercy University.
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