Kevin Bopp has extensive work experience in the financial industry, specializing in compliance and legal counsel. Kevin most recently worked at New York Life Investments as the Senior Vice President and Head of Investments Compliance, overseeing compliance aspects of the company's investments businesses globally. Prior to that, they served as the Chief Compliance Officer for New York Life Investment Management, The MainStay Funds, and IndexIQ ETFs, handling regulatory compliance matters and providing thought leadership to senior management. Kevin also worked as an Associate General Counsel and Director at New York Life, responsible for legal counsel on new product initiatives and fund formations. Before joining New York Life, Kevin worked as an Associate at Dechert LLP, providing legal analysis and advice on investment company and securities laws. Kevin also served as an Assistant General Counsel at AIG Global Investment Group and as a Vice President at Credit Suisse. Kevin started their career at Moody's Investors Service as an Assistant Manager.
Kevin Bopp completed their education in a chronological manner. Kevin first attended St. John's University from 1987 to 1991, where they obtained a Bachelor of Arts degree in Politics and Government. Afterward, they pursued further education at St. John's University from 1993 to 1997 and earned a Master of Business Administration (MBA) degree in Economics. Their education journey continued at New York Law School from 1998 to 2002, where they completed a Juris Doctor (JD) degree in Law.
In addition to their formal education, Kevin Bopp obtained a certification called Series 7 (General Securities) from the Financial Industry Regulatory Authority (FINRA). The specific month and year of their certification are not provided.
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