Christian Taylor, CRCP has over 10 years of experience in the financial industry. Christian began their career as an Equities Trader at Self Directed in 2005 and later joined Waddell & Reed as a Financial Advisor in 2007. In 2009, they worked as both a Securities Broker at Texlark Securities and a Financial Advisor / Fixed Income Broker at The GMS Group. In 2011, they transitioned to Next Financial Group, Inc. where they held various roles including Trader in the Trading Department, Supervising Principal in the Home Office Supervision Department, and Anti-Money Laundering Compliance Officer - AMLCO. Their most recent position at Next Financial Group, Inc. was Vice President of Firm Supervision, a role they held from January 2019.
Christian Taylor completed a Certified Regulatory and Compliance Professional (CRCP) program at The Wharton School in 2015. Christian also pursued the Chartered Financial Analyst (CFA) program at Rice University, although the specific dates of their enrollment are unknown. Additionally, Christian has obtained certifications in Series 24, Series 7, and Series 9/10 from FINRA.
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