Tammy McCadden

Vice President, Compliance Manager at NEXT Financial Group

Tammy McCadden has extensive work experience in the financial industry. Tammy joined NEXT Financial Group, Inc. in 2010 and currently holds the position of Vice President, Compliance Manager. In this role, they are responsible for compliance management and oversight. Prior to this, Tammy worked as a Licensing Supervisor at NEXT Financial Group, Inc., where they supervised the licensing team and was responsible for maintaining registrations and licensing for all associated persons. Tammy also implemented and monitored Firm Element Continuing Education. Before joining NEXT Financial Group, Inc., Tammy worked at UBS Wealth Management as an Operations Manager, assisting in the opening of private wealth management offices in Houston and Dallas. Their responsibilities included establishing branch operations, recruiting and training staff, and overseeing daily operations. Tammy also has experience working at Citigroup Global Markets/Legg Mason as an Operations Manager, where they provided oversight and ensured compliance with regulatory rules and firm policies. Prior to that, they worked at Legg Mason and Prudential Securities Inc. as an Administrative Manager, where they were responsible for various administrative and managerial duties.

Tammy McCadden completed their high school education from 1982 to 1985 at Milby Sr. High School. Tammy obtained a High School Diploma during this period. No specific field of study is mentioned.

Links

Previous companies

UBS logo

Org chart