Rich Chen

Chief Compliance Officer at Nicola Wealth

Rich Chen has an extensive background in compliance and client relations, with experience in various industries such as finance and technology. With a Bachelor of Commerce degree in Urban Land Economics from The University of British Columbia, Rich has held roles such as Chief Compliance Officer, Publisher Support Specialist, Vendor Services Supervisor, and Compliance Officer. Rich has strong skills in creating policies and procedures, conducting trade reviews, and providing exceptional client service.

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Nicola Wealth

Nicola Wealth is a full-service Wealth Management firm with offices across Canada. More than a financial planning firm, we offer sophisticated financial advice and investment management to affluent families, foundations and institutions across North America.


Headquarters

Vancouver, Canada

Employees

501-1,000

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