John Narducci Jr.

John Narducci Jr. is an accomplished financial services professional currently serving as Executive Director at Nomura, where responsibility includes leading the Control Room, Surveillance, and Conduct Teams within the Compliance, Investment Banking Division since April 2021. Prior to this role, Narducci held positions such as Legal Counsel at DriveWealth and Associate Director of Regulatory Compliance for North America at Fitch Ratings. Narducci's experience also includes significant roles at FINRA, serving as Counsel in the Department of Enforcement and as a Senior Examiner in Member Regulation-Sales Practice. Educational qualifications include a J.D. with a Business Law Honors Concentration from Maurice A. Deane School of Law at Hofstra University and a Bachelor of Science in Business Administration with a major in Accounting and a minor in Finance from the University of Central Florida.