Compliance and Risk Management

The Compliance and Risk Management team at Nordnet AB (publ) is responsible for ensuring that the bank adheres to regulatory standards and effectively manages risks associated with its financial operations. This team focuses on various aspects of financial crime prevention, compliance monitoring, credit risk assessment, and operational risk control, providing oversight through customer due diligence, regulatory reporting, and investigations into potential financial crimes. Their efforts help maintain the integrity of Nordnet’s operations across Sweden, Norway, Denmark, and Finland, safeguarding both the institution and its customers.