Organized in 1919, the North American Securities Administrators Association (NASAA) is the oldest international organization devoted to investor protection. NASAA is a voluntary association whose membership consists of 67 state, provincial, and territorial securities administrators in the 50 states, the District of Columbia, Puerto Rico, the U.S. Virgin Islands, Canada, and Mexico.

NASAA members seek to ensure the integrity and efficiency of financial markets through investor protection and support of responsible capital formation.

Government

NASAA

Claire McHenry

Kristen H.

Joseph Brady

The Regulatory and Compliance team at NASAA works to ensure that all member jurisdictions adhere to securities laws and regulations, promoting consistency and integrity across financial markets. This team develops regulatory policies, provides guidance on compliance matters, and supports the education of members on legal and regulatory updates, all aimed at enhancing investor protection and fostering responsible capital formation within North America.

Regulatory and Compliance

About

Team members