Nuveen
Nicholas M. is an experienced compliance professional currently serving as AVP of Compliance Regulatory Reporting at Nuveen, a TIAA company, since November 2016. Prior to this role, Nicholas held various positions at Nuveen, including Senior Compliance Advisor and Compliance Advisor in eMonitoring. Previous experience includes serving as Vice President of Compliance at CRT Capital Group from July 2015 to June 2016, and as a Compliance Specialist at CLSA from May 2013 to May 2015. Nicholas began a career in the compliance field after a brief tenure as a QI Coordinator at WellCare in early 2013. Nicholas holds a Bachelor of Arts degree in English Language and Literature from the University of Illinois Urbana-Champaign, obtained in 2011.
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