Purshe Kaplan Sterling Investments (PKS)
Andrew Ferraro is a seasoned professional with 15 years of experience in financial services, currently serving as the Regional Supervisor of Branch Controls at Purshe Kaplan Sterling Investments since November 2022. Previously, Andrew held the role of Executive Producer for the "I Hung Up on Warren Buffett" podcast at Wolfpack Research from April 2022 to June 2023. Andrew's extensive background also includes a position as Senior Manager of Branch Controls at Equitable Advisors, where compliance and regulatory interaction were key responsibilities. Andrew worked as a Project Development and Marketing Consultant from 2015 to 2018, and has held leadership roles, including Managing Director at Emerging Growth Equities and Market Maker at Jefferies. Andrew holds a Bachelor's degree in Industrial and Organizational Psychology from the University of Delaware.
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Purshe Kaplan Sterling Investments (PKS)
Purshe Kaplan Sterling Investments ("PKS") is a full-service broker/dealer and financial services firm headquartered in Albany, New York. The Firm traces its roots to 1993 when it began as a regional brokerage firm. PKS has grown substantially over the past decade and now has over 440 offices and more than 1200 Registered Representatives operating in a classic open architecture environment. PKS is registered with the U.S. Securities and Exchange Commission and is a member of FINRA and the Municipal Securities Rulemaking Board. PKS clears its trades through National Financial Services LLC, offering state-of-the-art products and technology to our Registered Representatives. In addition, PKS provides access to every major Investment Company, hundreds of Variable Annuity products and access to some of the top professional money managers in the country. PKS is committed to providing its Registered Representatives with the freedom to offer clients a full spectrum of investment choices. PKS does not own investment products. The absence of proprietary products coupled with unrestricted access to investment products provides our Registered Representatives with the flexibility to help you achieve your investment objectives.