Purshe Kaplan Sterling Investments (PKS)
Colleen Maron is an experienced professional in compliance and regional supervision, currently serving as a Regional Supervisor at PKS Investments since October 2016, where securities are offered through Purshe Kaplan Sterling Investments. Prior to this role, Colleen worked at MassMutual Financial Group from January 2004 to March 2016 as a Compliance Specialist, providing compliance advice and conducting inspections of Agency offices. Earlier experience includes serving as a Compliance Specialist at The Phoenix Companies, Inc. from 2000 to 2003, managing compliance communications between broker-dealers and field offices. Colleen holds a Bachelor of Science in Marketing from The Sage Colleges - Russell Sage College and an Associate's degree in Individual Studies from Hudson Valley Community College.
Purshe Kaplan Sterling Investments (PKS)
Purshe Kaplan Sterling Investments ("PKS") is a full-service broker/dealer and financial services firm headquartered in Albany, New York. The Firm traces its roots to 1993 when it began as a regional brokerage firm. PKS has grown substantially over the past decade and now has over 440 offices and more than 1200 Registered Representatives operating in a classic open architecture environment. PKS is registered with the U.S. Securities and Exchange Commission and is a member of FINRA and the Municipal Securities Rulemaking Board. PKS clears its trades through National Financial Services LLC, offering state-of-the-art products and technology to our Registered Representatives. In addition, PKS provides access to every major Investment Company, hundreds of Variable Annuity products and access to some of the top professional money managers in the country. PKS is committed to providing its Registered Representatives with the freedom to offer clients a full spectrum of investment choices. PKS does not own investment products. The absence of proprietary products coupled with unrestricted access to investment products provides our Registered Representatives with the flexibility to help you achieve your investment objectives.