Peter Kvam

Chief Compliance Officer at Purshe Kaplan Sterling Investments (PKS)

Peter Kvam has had a comprehensive career in the financial industry, starting as a Registered Customer Service Representative at Quick & Reilly before moving up to roles such as Manager of Investments & Compliance at HANYS and Chief Compliance Officer at Purshe Kaplan Sterling Investments. With a Bachelor of Arts in History from Lafayette College, Peter brings a strong educational background to their work in compliance and investments.

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Manager

J. Peter Purcell

Chief Executive Officer

Peers

Katherine Flouton

President

Daniel O’neill

Sr. VP – Director Of Transition Services

Andre Correa

Senior Network Engineer

Reports

Ankit Desai

Senior Compliance Officer

Matthew Shannon

Senior Compliance Officer

Sarah Bush

Regional Supervisor

Stuart Reff

Senior Compliance Officer

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Timeline

Chief Compliance Officer
September, 2021 - present
Assistant Director Of Compliance
March, 2021

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Peter Kvam

Chief Compliance Officer at Purshe Kaplan Sterling Investments (PKS)

Org chart

Manager

Peers

Reports

Timeline

Chief Compliance Officer

Assistant Director Of Compliance

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