Finance and Operations

The Finance and Operations team at Purshe Kaplan Sterling Investments (PKS) plays a critical role in ensuring the firm's financial integrity and operational efficiency. This team manages commissions and payroll, oversees day-to-day operations, and supports Registered Representatives by providing the tools and resources necessary for effective client service. Additionally, they ensure compliance with regulatory requirements and maintain financial reporting standards, all while fostering a collaborative environment that enhances the overall performance of the firm.