OCC is the world's largest equity derivatives clearing organization. Founded in 1973, OCC operates under the jurisdiction of both the U.S. Securities and Exchange Commission (SEC) as a registered clearing agency and the U.S. Commodity Futures Trading Commission (CFTC) as a Derivatives Clearing Organization.

Finance

OCC's headquarters in Chicago, IL, United States

Andrej Bolkovic

Hugo Mugica

Megan M. Cohen

David A. Hoag

Subrahmanya Somayaji

Lynn Malmstrom

Tina Stavrou

Lawrence Cerfoglio

Rama Kumanduri

Lizabeth Fagan

Vishal Thakkar

Dan Busby

Julie W. Bauer

Carla Dawson

Mike Hansen

Mike Nowak

Craig S. Donohue

Thomas R. Cardello

Maria Chiodi

Thomas A. Frank

Meyer S. Frucher

Alice White

Peter Maragos

Faris Matalka

Mark F. Dehnert

Alicia Crighton

Joseph Lewis

Rob Hocking

Kevin Kennedy

Meaghan Dugan

Boudewijn Duinstra

Stephen Luparello

Stuart Bourne

Susan O'Flynn

Susan E. Lester

Elizabeth K. King

The Leadership Team at OCC is responsible for setting the strategic direction and overseeing the operational execution of the organization. Comprising senior executives from various disciplines, including human resources, financial risk management, information security, and government relations, this team collaborates to ensure compliance with regulatory standards, enhance operational efficiency, and promote organizational resilience in the ever-evolving financial landscape.

Leadership Team

The Engineering and Development team at OCC is responsible for designing, building, and maintaining the technology infrastructure that supports the clearing and risk management processes for equity derivatives. This team collaborates to implement software solutions, optimize DevOps practices, and ensure robust data center operations, ultimately enhancing the efficiency and security of the clearing organization’s services.

Engineering and Development

The Compliance and Risk Management team at OCC is responsible for ensuring adherence to regulatory requirements and internal policies while effectively managing financial and operational risks. This team conducts comprehensive audits, assesses potential vulnerabilities, and implements risk mitigation strategies to protect the integrity of OCC's clearing operations, all while maintaining transparency and accountability across the organization.

Compliance and Risk Management

The Information Security and Cyber Operations team at OCC is responsible for safeguarding the organization's data and digital assets against cyber threats. This team implements robust security measures, conducts risk assessments, and ensures compliance with regulatory requirements, all while collaborating with other departments to enhance security protocols across applications and cloud environments. Their proactive approach helps maintain trust and integrity in OCC's clearing operations.

Information Security and Cyber Operations

OCC

Org chart

Board & advisors

Teams

Leadership Team

Engineering and Development

Compliance and Risk Management

Information Security and Cyber Operations

Offices

OCC

Org chart

Board & advisors

Teams

Leadership Team

Engineering and Development

Compliance and Risk Management

Information Security and Cyber Operations

Offices

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