CG

Crcp Steven J. Gaston

Chief Compliance Officer at Old Mission Capital LLC

Steven J. Gaston, CRCP has a strong background in compliance and regulatory roles. Steven J. is currently serving as the Chief Compliance Officer at Old Mission, a position they have held since July 2019. Prior to that, they worked as the Chief Compliance Officer at Consolidated Trading, LLC from August 2013 to May 2019 and at IMC Financial Markets - Chicago from March 2008 to March 2013. Before transitioning to compliance roles, Gaston worked as a Compliance Officer at E*TRADE from December 2006 to March 2008. Steven J. also gained experience as a Senior Examiner at the Financial Industry Regulatory Authority from February 2004 to December 2006. Gaston began their career at Charles Schwab, where they served as a Senior Options Operations Specialist and worked on the Equity Trading - Layoff Desk from April 2000 to February 2004.

Steven J. Gaston, CRCP completed their education at North Central College. In 1997, they earned a Bachelor of Arts (B.A.) degree in Economics. Later, in 2003, they obtained a Master of Business Administration (MBA) degree with a focus on Quantitative Analysis / Finance.

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  • Chief Compliance Officer

    July, 2019 - present