Lise S.

Lise S. is a seasoned professional in the financial services industry with extensive experience in compliance and regulatory roles. Currently serving as a Senior Investigator at OBSI since September 2023, Lise has held significant positions including Manager of Trading Conduct Compliance at CIRO/OCRI from April 2011 to September 2023, and Senior Trading Conduct Examiner at IIROC from August 2007 to April 2011. Lise’s career began at Desjardins Securities Inc. as a Registered Representative and included a key role as Senior Compliance Officer at E*TRADE Canada, where responsibilities involved enhancing compliance processes and managing relationships with high-net-worth clients. Lise holds a Bachelor’s degree in Finance from UQAM | Université du Québec à Montréal, completed between 1983 and 1987.