Oppenheimer Holdings is an investment bank and full-service investment firm offering investment banking, financial advisory services, capital markets services, asset management, wealth management, and related products and services worldwide.

Finance

Oppenheimer Holdings

Oppenheimer Holdings' headquarters in New York, NY, United States

Max Lami

Gilbert Dychiao

Elizabeth Coolidge

Christian L.

Matthew Feldman

Mitchel Penn

Jonathan Lasker

Scott Butler

Rupert Sadler

Eric Tansky

Ozan Volkan

Matthew Weitz

John Tonelli

Vineet Bhalla

Christopher Defalco

John Book

James Murray

Tanya McHale

The Operations and Compliance team at Oppenheimer Holdings ensures the efficient functioning of operational processes while maintaining adherence to regulatory standards. They oversee client service operations, manage Know Your Customer (KYC) protocols, and implement anti-money laundering (AML) measures to safeguard the firm’s integrity. By fostering compliance and operational excellence, the team plays a vital role in supporting the company's investment services and enhancing client trust.

Operations and Compliance

The Leadership Team at Oppenheimer Holdings is responsible for setting the strategic direction and overseeing the operational execution of the firm’s diverse financial services. Comprising senior executives from various sectors, including investment banking, asset management, and compliance, the team drives growth, ensures regulatory adherence, and cultivates a culture of innovation and excellence across the organization. Their collaborative efforts focus on aligning the firm’s goals with market opportunities to deliver value to clients and stakeholders.

Leadership Team

The Research and Analysis team at Oppenheimer Holdings specializes in generating in-depth insights and robust analyses of various market sectors, including biopharma, alternative investments, and emerging markets. The team conducts comprehensive equity research, evaluates investment opportunities, and provides strategic recommendations to clients and internal stakeholders, facilitating informed decision-making within the firm’s investment banking and asset management services. Their expertise supports a diverse range of financial products and advisory services, enhancing the firm's overall market position.

Research and Analysis

The Investment Banking Analysts at Oppenheimer Holdings are responsible for conducting financial analysis, preparing pitch materials, and assisting in the execution of client transactions such as mergers and acquisitions, public offerings, and private placements. They work closely with other team members to perform due diligence, build financial models, and support senior bankers in delivering high-quality advisory services to clients in various industries.

Investment Banking Analysts

The Technology and Development team at Oppenheimer Holdings is responsible for designing, implementing, and maintaining the firm’s technology infrastructure and software solutions. This multidisciplinary team collaborates on projects ranging from financial trading platforms to cybersecurity initiatives, ensuring seamless operations and data security across all business units. By leveraging innovative technologies, they enhance the firm’s investment and advisory services, driving efficiency and making data-driven decisions that support the company's growth and client needs.

Oppenheimer Holdings

Org chart

Teams

Operations and Compliance

Leadership Team

Research and Analysis

Investment Banking Analysts

Technology and Development

Offices

Oppenheimer Holdings

Org chart

Teams

Operations and Compliance

Leadership Team

Research and Analysis

Investment Banking Analysts

Technology and Development

Offices

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