Jeff Lombardi

Jeff Lombardi is an experienced compliance manager currently working at Osaic, responsible for overseeing brokerage and advisory transactions to ensure compliance with firm policies. Previous roles include serving as an EO Case Advisor and Principal at Randstad, where regulatory issues and service complaints were addressed, and as a Client Account Services Principal at TD Ameritrade, focusing on account management and problem resolution. Jeff Lombardi also held positions such as Senior Branch Operations Manager at AXA Advisors, LLC, and Regional Branch Supervisor at Wells Fargo Advisors, where operational efficiency and team management were key responsibilities. With a foundational career at Morgan Stanley, Jeff Lombardi has built extensive expertise in compliance and operational management across various financial institutions. Education includes studies at Iona University in Liberal Arts and Sciences.