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Sangeetha Srinivasan Mba

Chief Compliance Officer at Parallel Advisors, LLC

Sangeetha Srinivasan, MBA, CFA has a diverse work experience in the financial industry. Sangeetha currently holds the position of Chief Compliance Officer at Parallel Advisors, LLC since March 2018. Prior to that, they worked as a Managing Director at Charles Schwab from May 2017 to March 2018. Sangeetha also has extensive experience at Ernst and Young, where they served as a Senior Manager/Director from November 2006 to March 2017. During their time there, they led large teams and was responsible for strengthening regulatory compliance and risk management practices at Banking Capital Markets clients. Their expertise included areas such as enterprise risk management, model risk management, and capital management. Before Ernst and Young, Sangeetha worked as a Consultant at Infosys from 1999 to 2004, gaining international experience in locations such as London, Irvine, and Dusseldorf.

Sangeetha Srinivasan, MBA, CFA, has a strong educational background in finance and business. Sangeetha completed their Bachelor of Commerce (BCom) degree from the University of Madras in 1996. Subsequently, they pursued a Masters in Finance from the Faculty of Management Studies - University of Delhi, graduating in 1999.

In 2004, Sangeetha enrolled in the London Business School, where they obtained their MBA degree in 2006. During their time there, they focused on finance, strategy, and management. As part of their MBA program, they also participated in an exchange program at the University of California, Berkeley, Haas School of Business in 2005.

To further enhance their professional expertise, Sangeetha has obtained several certifications. Sangeetha became a Chartered Financial Analyst (CFA) in 2007 after completing the program offered by the CFA Institute. In 2009, they earned the Professional Risk Managers' International Association (PRMIA) certification from PRMIA - Professional Risk Managers' International Association.

Sangeetha Srinivasan's educational journey showcases their commitment to continuous learning and their dedication to building a solid foundation in finance and business management.

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Timeline

  • Chief Compliance Officer

    March, 2018 - present