Parallel Advisors, LLC
Sangeetha Srinivasan, MBA, CFA has a diverse work experience in the financial industry. Sangeetha currently holds the position of Chief Compliance Officer at Parallel Advisors, LLC since March 2018. Prior to that, they worked as a Managing Director at Charles Schwab from May 2017 to March 2018. Sangeetha also has extensive experience at Ernst and Young, where they served as a Senior Manager/Director from November 2006 to March 2017. During their time there, they led large teams and was responsible for strengthening regulatory compliance and risk management practices at Banking Capital Markets clients. Their expertise included areas such as enterprise risk management, model risk management, and capital management. Before Ernst and Young, Sangeetha worked as a Consultant at Infosys from 1999 to 2004, gaining international experience in locations such as London, Irvine, and Dusseldorf.
Sangeetha Srinivasan, MBA, CFA, has a strong educational background in finance and business. Sangeetha completed their Bachelor of Commerce (BCom) degree from the University of Madras in 1996. Subsequently, they pursued a Masters in Finance from the Faculty of Management Studies - University of Delhi, graduating in 1999.
In 2004, Sangeetha enrolled in the London Business School, where they obtained their MBA degree in 2006. During their time there, they focused on finance, strategy, and management. As part of their MBA program, they also participated in an exchange program at the University of California, Berkeley, Haas School of Business in 2005.
To further enhance their professional expertise, Sangeetha has obtained several certifications. Sangeetha became a Chartered Financial Analyst (CFA) in 2007 after completing the program offered by the CFA Institute. In 2009, they earned the Professional Risk Managers' International Association (PRMIA) certification from PRMIA - Professional Risk Managers' International Association.
Sangeetha Srinivasan's educational journey showcases their commitment to continuous learning and their dedication to building a solid foundation in finance and business management.
Parallel Advisors, LLC
Parallel Advisors is a registered, independent wealth management firm. We specialize in active financial planning, solid portfolio construction, and mindful asset allocation designed to help individuals, families and trusts accomplish their financial goals. With offices in San Francisco, Dallas, Dayton, Durango, Honolulu, Oklahoma City, and Scottsdale, Parallel provides innovative, unrestricted and comprehensive solutions for our clients. Independent Mindset: As a registered investment advisor, Parallel has a fiduciary responsibility to work in our clients’ best interests. Unlike broker-dealers, Parallel has the freedom to choose investments and resources that best meet our clients’ objectives. Inclusive Implementation: Parallel's advisors work as a team and leverage our diverse expertise to offer well-balanced thinking and individualized service. We act as the key coordinator and point of contact with our clients’ accountants, estate planning lawyers, institutional money managers and other professionals to help ensure all of our clients’ finances are aligned with their goals. Innovative Approach: We flip the broker-dealer model on its head. Instead of relying solely on in-house resources and investments, we take a flexible, forward-thinking approach to serving our clients’ wealth management needs. From portfolio construction to due diligence, we select the industry partners we believe will enable us to make the right strategic decisions. This third-party network reinforces our commitment to independence and transparency. Our Key Capabilities: • Financial planning • Investment management • Investment manager due diligence • Retirement planning analysis • Philanthropic planning and evaluation • Institutional style bond and cash management • Portfolio analysis and comparison of investments and/or managers • Tax planning and preparation • Risk, insurance and annuity analysis • Research services • Intergenerational wealth transfer strategies