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Cindy Kim

Chief Compliance Officer at Parametric

Cindy Kim has an extensive work experience spanning several companies and roles in the field of compliance and investment management. Cindy currently holds the position of Chief Compliance Officer, Equity & Fixed Income at Parametric, starting in September 2021. Prior to this role, they served as the Deputy Chief Compliance Officer at Parametric from November 2020 to September 2021. Before joining Parametric, Cindy worked at Principal Global Investors as a Director of Compliance from October 2008 to November 2018. Cindy also has experience at Edge Asset Management, Inc., where they held the positions of Chief Compliance Officer from October 2010 to May 2017 and Assistant Director of Compliance from August 2008 to September 2010. Cindy's earlier experience includes working as a Senior Investment Manager Oversight Analyst at Russell Investment Group from May 2006 to August 2008. Cindy started their career at WM Advisors, Inc., where they served as VP, Sub-Advisory Relationship Manager from October 1998 to May 2006. Additionally, Cindy has worked as an Operations Analyst at Accessor Capital Management from October 1994 to May 1998.

Cindy Kim holds a Bachelor of Arts (B.A.) degree from the University of Washington. The specific field of study during their time at the university is unknown. In addition, they obtained a Series 7 certification from FINRA (Financial Industry Regulatory Authority) in July 2018. No further information about their education history is provided.

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