Catherine Rossi Reynolds

Compliance Lead at Park Avenue Securities LLC

Catherine Rossi Reynolds currently serves as the Compliance Lead at Park Avenue Securities since March 2019, after holding the position of Senior RIA Compliance Analyst. Prior experience includes roles as Senior RIA Compliance Examiner at Cadaret, Grant & Co. from May 2013 to March 2019, and Relationship Manager at Diversified Wealth Strategies from May 2011 to May 2013. Catherine also worked as a Financial Advisor at First Niagara Bank from April 2009 to July 2010, and at Morgan Stanley Smith Barney from August 1997 to March 2009. Educational credentials include a Bachelor of Science in Biology from the University at Albany, a Master of Landscape Architecture from SUNY Environmental Science & Forestry, and a Certificate in Financial Crimes Investigation from Utica University.

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