Harry S.

Harry S. has a wealth of experience in the financial services industry, particularly in compliance roles. Harry currently serves as the Chief Compliance Officer at Paulson Investment Company, LLC, a position they have held since September 2019. Prior to this, Harry was an Arbitrator at FINRA Dispute Resolution, where they acted as a decision maker in arbitration cases.

In addition, Harry has significant experience as a Chief Compliance Officer at Umpqua Investments, Inc. from December 2008 to August 2019, and at Paulson Investment Co., Inc. from April 1991 to December 2008. During their time at Umpqua Investments, Inc., they completed the FINRA Institute at Wharton Certified Regulatory and Compliance Professional (CRCP) program.

Before transitioning to compliance roles, Harry owned and operated their own business called Bill's Badges West, where they specialized in designing and creating engraved name tags and signs.

Furthermore, Harry worked as a Compliance Officer at Umpqua Bank from December 2008 to April 2014, and as an Equity Trading Manager at Murphey Favre, Inc. from August 1981 to March 1991.

Overall, Harry S. has extensive experience in compliance, arbitration, and entrepreneurship, making him a valuable asset in the financial services industry.

Harry S. attended Parkrose High School from 1973 to 1976 and obtained a high school diploma. Following this, they enrolled at Portland State University and completed their Bachelor of Science (B.S.) degree between 1976 and 1981. In 2002, Harry S. attended The Wharton School, University of Pennsylvania, where they earned a Certified Regulatory and Compliance Professional (CRCP) degree in Finance, General.