Helen Richards

Managing Director, Compliance Officer And MLRO at Pemberton Asset Management

Helen Richards is an experienced compliance professional with a robust background in asset management and compliance leadership. Since October 2015, Helen has served as the Chief Compliance Officer at Pemberton Asset Management Group, a diversified firm backed by Legal & General PLC Group. Prior to this role, Helen held key positions including Chief Compliance Officer at Neuberger Berman, where responsibilities transitioned from the former Lehman Brothers Asset Management, and served as Director of Asset Management Compliance at Lehman Brothers. Additional experience includes roles as Compliance Manager at Threadneedle Investments and Henderson Global Investors, as well as earlier positions at Jardine Fleming Investment Management and J Rothschild Group. Helen's educational background includes studies at London South Bank University.

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London, United Kingdom

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Pemberton Asset Management

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Pemberton Asset Management is a leading provider of private credit strategies. Innovation, superior credit analysis, an extensive European office network and local market expertise are distinctive characteristics of Pemberton and inform our investing approach. From our origins in direct lending, we have built a highly diversified multi-strategy private credit platform which enables us to dynamically support our investors in achieving their investment objectives. Our extensive experience in credit markets, a clear commitment to transparency and sustainability and our industry leading expertise is shaping the future of private credit. Pemberton Manages USD $22bn* in AuM and Employs more than 170+ staff globally. (*As of November 2023. Defined as capital committed since inception)


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51-200

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