Barry Toole

Barry serves as Senior Vice President for the Pensionmark Compliance program and is focused on helping to build out the firm’s Compliance infrastructure for both broker/dealer and RIA operations. Additionally, he is involved in areas of branch supervision, new accounts, and advertising review. With 22 total years in the industry and 19 years in Compliance-related roles specifically, Barry’s previous positions have touched nearly every department in a broker/dealer and RIA firm. He served in a senior Compliance capacity at both LPL Financial and Independent Financial Partners, a role where he first met many of the Pensionmark advisors. Prior to joining Pensionmark, he worked as the Deputy Chief Compliance Officer at J.W. Cole, a midsize firm headquartered in Tampa, Florida and holds the following registrations: Series 4, 7, 24, 52, 53, 57, 63, and 66. In his free time, Barry enjoys spending time with his family and is currently pursuing a Master’s Degree in Business Administration.