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Lee Bruin

Middle Office Section Head at Penson Financial Services

Lee Bruin has extensive work experience in various roles related to business operations, trade support, and settlements analysis. Starting in 1995, Lee worked as an Agency Assistant at Bankside Members Agency Ltd, where their duties included cash reconciliation and maintenance of outstanding debts. From 1995 to 1997, they served as an Office Administrator at Lloyd's of London, responsible for funds transfer and reconciling stocks. At Colonial Mutual, Lee worked as a Reconciliation Technician, producing reports on transactions and investigating discrepancies. Joining R.B.S. Trust Bank in 1997, Lee worked as a Custodian Technician, reconciling client portfolios and handling day-to-day inquiries. From 1999 to 2003, Lee worked at Merrill Lynch as a Settlements Specialist, overseeing trade settlements and producing management reports. At ABN AMRO, Lee supported the Equity Settlement team as a Senior Settlements Analyst, focusing on Euroclear accounts and pre-matching trades. At E*Trade, they served as a Senior Trade Support/International Ops Analyst, providing middle office support globally and performing reconciliations between different systems. Lee continued their career at Penson Financial Services as a Middle Office Section Head before joining A&A Training Ltd as a Business Operations Manager.

Lee Bruin attended Senacre High School from 1985 to 1990, where they studied Education. Following high school, Lee enrolled at North West Kent College in Gravesend, Kent. During their time there, they obtained a BTEC Diploma in Business & Finance. Additionally, Lee has a certification in RFU Level 2 coaching from RFU level 2. The specific details regarding the month and year of obtaining this certification are not available.

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Penson Financial Services

Penson Worldwide, Inc. (Penson) is a provider of a range of critical securities and futures processing infrastructure products and services to the global financial services industry. The Company’s products and services include securities and futures clearing and execution, financing and cash management technology and other related offerings, and it provides tools and services to support trading in multiple markets, asset classes and currencies. The Company supplies a flexible offering of infrastructure and related products and services to its clients, available both on an unbundled basis and as a fully-integrated platform encompassing all of its products and services. The Company has operations in the United States, Canada, the United Kingdom and Asia. The Company conducts business through its wholly owned subsidiary SAI Holdings, Inc. (SAI).