Pickwick Capital Partners
Eric Swain has over 35 years of experience in the Debt Capital Markets, Wealth Management, and Structured Financial products. Eric is currently a Managing Director at Pickwick Capital Partners. Prior to this role, they were a Managing Member of Swain Capital Group LLC and a Managing Director at Boustead Securities. Eric has also served as the Executive Vice President of Private Equity at Aeon Family of Funds and as a Vice President at Bernstein Global Wealth Management. In 2009, they founded and was the Managing Member of ALEXIAN MANAGEMENT LLC. Additionally, they have experience as the CEO of Global Resource Corp.
Eric Swain attended Syracuse University from 1977 to 1981, where they obtained a Bachelor's degree in Psychology. During their time at the university, they also studied Finance and Marketing. In addition to their formal education, Eric Swain holds certifications in Series 7, 66, 79, and 53, obtained from the Financial Industry Regulatory Authority (FINRA).
Pickwick Capital Partners
Pickwick Capital Partners, LLC assists middle-market companies and alternative investment firms achieve their strategic, financing and M&A objectives. We do this through a focused and collaborative process driven by the talent of our advisors, who bring a wealth of experience from leading investment banks such as Morgan Stanley, Jefferies & Company, Deutsche Bank, Merrill Lynch, and others. Our team is comprised of energetic, hands-on solution providers. We focus on quality, and each and every transaction is important to us. Pickwick clients can be assured their advisors are true partners with the capabilities, motivation and experience necessary for success. Our advisors have collectively completed capital raising and M&A transactions worth billions of dollars. Pickwick’s primary services are investment banking, focused on M&A and debt/equity, and third-party-marketing placements, in which we raise capital for alternative asset funds including hedge funds, private equity groups and venture capital funds. We offer our clients the advantage of a well-established and broad network of institutional investors, family offices, qualified purchasers, private equity and buy-out groups, strategic buyers, growth capital providers, senior, junior and mezzanine lenders and debt providers, and emerging and middle-market companies. We also provide our clients strategic insights into a diverse range of industries, including: cyber/physical security, banks/financial institutions and financial technology (Fin-Tech), real estate, Big Data, aerospace/defense, alternative energy/clean tech/green tech, entertainment, industrial, health IT/medical devices/biotech/pharmaceuticals, e-learning and tech-enabled business services. An SEC-registered Broker/Dealer and member of FINRA and SIPC, Pickwick is located in Westchester, New York, with advisors across the country, including in the metro DC-area, Boston, Los Angeles, Richmond, Baltimore, Miami, Dallas, Austin and Houston.