Thierry V. has significant experience in the finance and legal sectors. Thierry served as General Counsel, Chief Compliance Officer, and AML Compliance Officer at Dominion Capital, RD Advisors LLC, and Alt Lending. Thierry was also the Managing Director at Pickwick Capital Partners. In addition, Thierry V. worked as General Counsel at Satoshi Ink and the US Autism Association. Prior to these positions, they held various compliance and legal roles at Chamonix Partners Capital Management, Natixis, Patriarch Partners, and Wellington Management.
Thierry V. obtained a JD degree in Law from Harvard Law School, where they studied from 1994 to 1997. Prior to that, they earned a Bachelor of Arts (BA) degree in Mathematics from the University of California, Berkeley, where they studied from 1992 to 1994.
In terms of additional certifications, Thierry acquired multiple certifications in the financial industry. In September 2015, they obtained the Series 7 certification from the Financial Industry Regulatory Authority (FINRA), followed by the Series 24 certification in December 2015. In January 2016, Thierry obtained the Series 66 certification. In February 2017, they earned the Series 79 certification, and in April 2017, they obtained the Series 14 certification, all from FINRA. Additionally, in November 2018, Thierry became a Certified Anti-Money Laundering Specialist from ACAMS.
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