• Teams

Compliance and Financial Operations

13 people · 0 jobs

The Compliance and Financial Operations team at Piper Jaffray ensures adherence to regulatory standards and conducts thorough financial monitoring. This team is responsible for managing anti-money laundering (AML) controls, overseeing equity transactions, maintaining accurate financial records, and supporting trading activities. They collaborate with various departments to ensure a seamless and compliant investment banking and asset management process.


People (13)


Jobs (0)

No jobs in this team