Scott P. Gill, MBA, IACCP®

Scott P. Gill, MBA, IACCP®, has a diverse work experience spanning over 15 years. Scott P. is currently the Founder and Senior Consultant at Synergy RIA Compliance Solutions, a position they have held since 2021. In the same year, they also became the Chief Compliance Officer at Planswell, where they are responsible for developing and expanding financial planning software.

Prior to these roles, Gill worked at XY Planning Network from 2016 to 2020, first as a Senior Compliance Consultant and later as the Director of Compliance. At XY Planning Network, they provided compliance support services and played a key role in developing the turnkey financial planning platform for fee-only financial advisors.

Before joining XY Planning Network, Gill served as the Compliance Officer at Carolinas Investment Consulting from 2014 to 2016, where they ensured regulatory compliance. Scott P. also held the position of Manager Operations at the same company from 2013 to 2014.

In 2012, Gill worked as a Senior Registered Client Associate at Wells Fargo Advisors, where they supported financial advisors in managing a book of business and provided banking, lending, and investment solutions to clients. Prior to this, they worked as a Registered Client Service Associate at J.P. Morgan from 2010 to 2012, assisting clients with banking and brokerage needs and creating relationships with other lines of business for referrals.

Gill's career began at E*TRADE Financial, where they worked as a Registered Client Service Associate from 2006 to 2010.

Throughout their career, Gill has demonstrated expertise in compliance, financial planning, and client service.

Scott P. Gill, MBA, IACCP®, obtained a Bachelor's degree in Communication and Media Studies from the University of North Carolina at Chapel Hill, completing their education from 1998 to 2002. Following this, they pursued a Master of Business Administration (MBA) in Business Administration and Management, General from Keller Graduate School of Management of DeVry University, where they studied from 2011 to 2014. In addition to their academic qualifications, Scott P. Gill also obtained the IACCP® (Investment Adviser Certified Compliance Professional) certification from NRS - National Regulatory Services in September 2020.