Bob Vogt

Compliance Associate at Private Advisor Group

Bob Vogt joined Private Advisor Group as a Compliance Specialist in August of 2015 and is now a Compliance Associate.

Bob began his career at Merrill Lynch in 1980 after completing their broker training. After a 3 year stint, he moved to Shearson American Express where he was a VP Financial Advisor in the retail system for 19 years. In that role he managed client assets as a financial advisor. In 2004, he joined the Palladin Group, a convert arb hedge fund, where he was director of marketing. Looking for a change, in 2007, Bob took a hiatus from the investment world and opened a gourmet deli and fine wine store with a partner in Roseland, NJ. After 8 years as a business owner in the restaurant trade, he decided to reenter the financial services industry by joining Capital Asset Investment, where he traded IPO Secondary’s and preferred.

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Timeline

  • Compliance Associate

    Current role

  • Compliance Specialist

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