Private Client Services (PCS), Member FINRA, SIPC
Todd Oberhausen, MBA, CIA, CAMS, currently serves as Senior Director of Risk and Compliance at Private Client Services (PCS) since October 2019, having previously held various leadership roles in risk and compliance within the firm. Prior experience includes serving as an Anti-Money Laundering Officer and Senior Compliance Specialist at Hilliard Lyons, where Todd designed and implemented comprehensive compliance programs and conducted internal audits. Additional experience includes roles as Auditor Associate at KPMG and earlier positions at Hilliard Lyons, where Todd significantly contributed to compliance operations and marketing initiatives. Todd holds an MBA, a BBA, and a Post Graduate Accounting Certificate from Bellarmine University.
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Private Client Services (PCS), Member FINRA, SIPC
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PCS is a full-service, RIA-friendly Broker Dealer and SEC Registered Investment Advisor. We are growing by dually registering like-minded, hybrid RIA's/IAR's. We are solely focused on servicing the needs of successful, independent advisors and reps allowing you the time to grow your profits. Let our independence ignite yours! PCS is licensed as a Broker Dealer in all 50 states. Our headquarters is in Louisville, KY. We have more than 70 branch offices coast-to-coast.