PCS is a full-service, RIA-friendly Broker Dealer and SEC Registered Investment Advisor. We are growing by dually registering like-minded, hybrid RIA's/IAR's. We are solely focused on servicing the needs of successful, independent advisors and reps allowing you the time to grow your profits. Let our independence ignite yours!

PCS is licensed as a Broker Dealer in all 50 states. Our headquarters is in Louisville, KY. We have more than 70 branch offices coast-to-coast.

Banking

Insurance

Investment Management

Private Client Services (PCS), Member FINRA, SIPC

Ernest Sampson

Beth Mengert

Ted Greggis

Jane Vande Voort

Timothy Graham

John Taylor-Jones

Steve Higdon

Cassondra Dunning

Tim Graham

Tim Gacsy

Steven Mills

Mary Wescott

The Financial and Operations Team at Private Client Services (PCS), Member FINRA, SIPC, oversees the financial integrity and operational efficiency of the firm. This team handles regulatory compliance, manages financial reporting, supports the needs of financial advisors, and ensures seamless operational processes across all branch offices. Their goal is to facilitate the growth and profitability of independent advisors by mitigating financial risks and optimizing operational workflows.

Financial And Operations Team

Operations Team

Management Team

Leadership Team

Financial And Operations Team

About

Team members

Other teams at Private Client Services (PCS), Member FINRA, SIPC

Operations Team

Management Team

Leadership Team