Rory Hartley

Managing Director Of Protective Securities at ProEquities

Rory began his investment career with The First National Bank of Mobile as a bond salesman. He then joined Regions Financial Corporation and spent 18 years serving as head of fixed income trading, underwriting, and remarketing. He later joined Sterne, Agee & Leach leading underwriting and public finance before joining the Protective family.

Rory formed Protective Securities in 2004 to support institutional and retail sales and to develop an investment banking division to support clients in our geographic footprint. He serves on ProEquities' executive management team supporting key firm initiatives.

Rory is a life-long resident of Birmingham, Alabama. He graduated from the University of South Alabama with a bachelor's degree in Business Finance and holds Series 7, 24, 50, 52, 53, and 63 licenses.

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Timeline

  • Managing Director Of Protective Securities

    December, 2004 - present

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