Debbie Joseph

Debbie Joseph has a wealth of experience in the compliance field. In 2021, they began their role as Director of Compliance - AML Compliance Officer at Prometheum. From 2019 to 2021, they were an Associate Compliance Officer - AML Compliance Officer at tZERO Group, Inc, where they coordinated and oversaw an effective Bank Secrecy Act/Anti-Money Laundering/OFAC Compliance Program, advised on regulatory requirements and industry practices, created policy and procedures for due diligence on clients, created onboarding paperwork and procedures, conducted periodic AML reviews, advised and assisted with creation of new business lines AML manual and procedures, advised on resolution of negative media and OFAC screening, and established and maintained appropriate SAR investigations, reviews and reports processes. Prior to that, they were a Compliance Officer AML-KYC at Bloomberg Tradebook LLC from 2004 to 2019, where they reviewed and approved KYC Questionnaires on prospective institutional clients, evaluated and approved new and existing clients, and advised the on-boarding team on compliance with internal policies, US Patriot Act, AML Laws, Customer Due Diligence (CDD), and Enhanced Due Diligence (EDD).

Debbie Joseph attended Lake Forest College from 1990 to 1994, where they obtained a Bachelor of Arts in Politics and Literature.