Prospect Capital Management is an alternative asset manager with over $6 billion of assets and offices located across the United States. Since its inception in 1988, Prospect has been a leader in the alternative investment industry and developed a reputation for managing private assets with an emphasis on preserving capital and providing attractive total returns for investors. Primary investment strategies include real estate private equity, middle-market buyouts, middle-market direct lending, and structured credit. 

Venture Capital

Prospect Capital

Kelly Mixon

Andrew Bajt is a Regional Vice President on the Client Advisory Team. Prior to joining Prospect, Andrew was a Regional Vice President at Starwood Capital, a Hybrid Sales Specialist at Morgan Stanley Investment Management and a Regional Advisor Consultant for Oppenheimer Funds, Inc. Preceding Oppenheimer, he was an Equity Research Associate at Davis Capital Management LLC and held prior positions at JP Morgan Chase and Smith Barney.

Andrew received his BS from Bentley University.

Andrew Bajt

Dan Driscoll is a Regional Associate and member of the Client Advisory team at Prospect. He is focused on the distribution of Prospect's offerings to registered investment advisors (RIA), consultants, and family offices. Prior to joining Prospect, he served as an Internal Wholesaler at Smead Capital Management. Prior to Smead Capital Management, Dan was with Vanguard and Putnam Investments.

Dan received a BS from the University of New Hampshire. He holds FINRA 7 & 63 licenses.

Dan Driscoll

Danielle Altier is the Assistant Vice President of Finance for [Prospect Capital](/org/prospect-capital) and has worked in accounting and administration at a private equity firm previously. She has extensive experience in many administrative positions, accounting, and financial reporting.

Prior to joining Prospect, Danielle was self-employed providing accounting services for many local small businesses, where she was responsible for accounts payable, accounts receivable, closing journal entries, cash reconciliations, and financial reporting. Danielle began her career with [Palm Beach Capital](/org/palm-beach-capital) where she was involved with accounting, investor relations, administration, and financial reporting.

Danielle received both her Master of Accounting with concentration on Forensic Accounting and her BA from [Florida Atlantic University](/org/florida-atlantic-university).

Danielle Altier

	Zachary Lima is an Associate with Prospect. Prior to joining Prospect, he served as an Experienced Associate in the Financial Services Assurance practice at PricewaterhouseCoopers LLP. Zachary provided audit services to various public insurance clients, specializing in Investments and Treasury.

Zachary received his BA from [Seton Hall University](/org/seton-hall-university), Stillman School of Business and is currently pursuing his MBA at Fordham University, Gabelli School of Business.

Zachary Lima

Maury Cartine is a Managing Director at Prospect providing tax and related services to the Prospect team.

Prior to joining Prospect, Maury served as the Partner-in-Charge of the NYC Tax Department and the Partner-in-Charge of the Alternative Investment Group Tax Department at [Marcum](/org/marcum-llp), LLP. Before joining [Marcum](/org/marcum-llp), he was the Principal-in-Charge of the worldwide tax practice at Rothstein, Kass & Company, PC and a member of the executive board. Maury started his career at an Internal Revenue Agent advancing to the role of classroom instructor and reviewer of income tax audits. He completed his military service as an Officer in the United States Army Reserve and the New Jersey Army National Guard.

Maury received a BS degree from [Seton Hall University](/org/seton-hall-university) and a JD degree from [Seton Hall University](/org/seton-hall-university) School of Law. He is a Certified Public accountant in New Jersey and New York. Maury is a member of the New Jersey Bar.

Maury Cartine

Alexa Caggiano is an Administrative Assistant for Prospect. She has been working in the finance industry since 2017. Prior to joining Prospect, Alexa was an Office Manager & Administrative Assistant at Senvest Management. She started her career at an asset management firm, Cramer Rosenthal McGlynn, as an Administrative Receptionist.

Alexa received her BS from the Pennsylvania State University.

Alexa Caggiano

Carlos Hammer is a Regional Vice President at Prospect and has been working in the financial services industry since 2006. Prior to joining Prospect, Carlos served as a Senior Vice President for Inland Securities Corporation, a privately held real estate investment firm. There, he was responsible for business development and distribution of Inland Private Funds and Tax Focused Investment solutions to broker-dealers as well as registered investment advisor (RIA) firms. Prior to Inland, Carlos held similar roles in business development and investment distribution at Sammons Retirement Solutions, Griffin Capital Corporation, Cole Capital, and ING Investment Management.

Carlos received a BA from Arizona State University. He holds FINRA 7 and 63 licenses.



Carlos Hammer

Jonathan Tepper is a Managing Director at Prospect and has worked in the finance industry since 1996. Jonathan is responsible for the fund management of Prospect’s private BDC, which includes raising capital, interfacing with investors, RIAs, and broker/dealers, documentation review, and portfolio review. Prior to joining Prospect, from 2019 to 2022, Jonathan was a Managing Director at Atalaya Capital Management where he was responsible for portfolio management of the Telos CLO business. Jonathan was a founder of the Telos CLO business in 2006, originally formed at Tricadia Capital Management, where he was responsible for credit underwriting, trading, and portfolio management. Prior to joining Tricadia, Jonathan was a Vice President at Emporia Capital Management, the CLO arm of Cohen Brothers & Company. Preceding Cohen Brothers & Company, he focused on underwriting and originating sponsored transactions at PB Capital. From 1998-2002 he was part of BNP Paribas' Merchant Banking Group where he underwrote middle market leveraged buyouts. Jonathan began his career in the Valuation Services Group at Arthur Andersen.

Jonathan received a BA from the University of Michigan and his MBA from Columbia Business School, where he graduated with Beta Gamma Sigma honors.



Jonathan Tepper

Josh Soffer is a Vice President and has been in the finance industry since 2004. He is responsible for originating, executing, and managing investments in CLOs. Prior to joining Prospect, from 2018-2021, Josh was a co-founder and portfolio manager of 1L Investments, a securitized products hedge fund. From 2011-2016, he was co-founder and co-chief investment officer of Rion Capital, a fixed income relative value hedge fund specializing in securitized products. Josh also held positions in trading and portfolio management at Level Global Investors, UBS AG and AVM LP. He began his career at Merrill Lynch Investment Management.

Josh received his BA from the [University of Pennsylvania](/org/university-of-pennsylvania).

Josh Soffer

Jordan Kohn is a Senior Associate at Prospect where he is responsible for originating, executing, and managing investments across various industries. Prior to joining Prospect, from 2014 to 2016, he worked at Wells Fargo's Equity Research Group covering the Restaurant sector. From 2016 to 2020, Jordan worked at Sirios Capital Management, working as a Long/Short equity analyst covering the Technology and Telecom sectors.

Jordan received his BBA summa cum laude from the University of Massachusetts Amherst and his MBA from the University of Chicago Booth School of Business, where he graduated with Honors.

Jordan Kohn

Diana Joseph is an Associate in Prospect’s accounting group. She has worked in the finance industry since 2014, and in accounting since 2008. Prior to joining Prospect, Diana worked as an accounts payable analyst at Ellington Management Group.

Diana received her BS from Sacred Heart University.

Diana Joseph

Heather Bailey is an Operations Support Analyst and has worked in the tech and financial services industry since 1998. Prior to joining Prospect, she previously worked in finance for Lincoln Financial Group in the expense management department and in the administration department for Textrix Solutions. Before Textrix Solutions, Heather worked in wholesale purchasing for Taylor, Bean and Whitaker Mortgage.

Heather Bailey

Michael Cimini is currently the Head of Investor Relations at [Prospect Capital](/org/prospect-capital). Previously, they served as the Head of Investor Relations at [Prospect Capital](/org/prospect-capital) Corp. from August 2014 to December 2018. In this role, they led the IR function for a financial services company with a market cap of ~$2.5 billion and ~$6 billion in capital under management. Michael also served as the primary contact for communicating the company’s financial position and strategy to members of the investment community.

Before their time at [Prospect Capital](/org/prospect-capital), Mr. Cimini was with The IGB Group from January 2006 to August 2014 as Managing Director. During their time there, they developed and executed comprehensive financial communications programs for NYSE and Nasdaq-listed companies. Michael also provided senior management with counsel to implement best practices and ensure SEC compliance.

Mr. Cimini began their career in investor relations at KCSA Worldwide in January 2001, where they served as VP of Investor Relations until December 2006. In this role, they increased client visibility through non-deal investor roadshows and participation in investor conferences. Michael also drafted financial and non-financial press releases, quarterly conference call scripts, shareholder letters, fact sheets, investor presentations, etc.

Most recently, Mr. Cimini was with Garrett Motion (Nasdaq: GTX) from January 2019 to November 2021 as Sr. Manager - Investor Relations & Financial Communications.

Michael Cimini has an MBA in Finance from [Baruch College](/org/baruch) and a BA in Journalism/Mass Communications from St. Bonaventure University.

Michael Cimini works with Vivian Chen - Vice President, Elizabeth Forman - Associate, and Roman Troitsky - Deputy General Counsel. Michael Cimini reports to John Francis Barry III, Chairman & CEO.

Michael Cimini

Bradley Kessel is a Senior Associate at [Prospect Capital](/org/prospect-capital). Prior to joining [Prospect Capital](/org/prospect-capital), Bradley worked as an Investment Professional at [Prospect Capital](/org/prospect-capital) Management from November 2020 to November 2021. Prior to that, Bradley worked as a Vice President at [Lazard](/org/lazard) from March 2016 to November 2020, where they were responsible for restructuring. Bradley also worked as an Associate at [AlixPartners](/org/alixpartners) from June 2012 to February 2016, where they were responsible for turnaround and restructuring.

Bradley Kessel has a B.S. in Computational Finance from [Babson College](/org/babson-college) and has also studied abroad at [Maastricht University](/org/maastricht-university). Bradley is certified from the Financial Industry Regulatory Authority (FINRA) in Series 63 and 79.

They work with Eva Frissora - Vice President, Robert Melman - Principal, and Michael Manzella - Senior Tax Manager. Bradley Kessel reports to John Francis Barry III, Chairman & CEO.

Bradley Kessel

Olasubomi Durojaiye is a Law Clerk at Prospect. She previously completed a legal internship with Prospect from 2018-2019. Prior to joining Prospect, Olasubomi worked as an associate counsel at GMO Legal in Nigeria.

Olasubomi received her LLB degree from the University of Lagos in Nigeria, duly called to the Nigerian Bar, and holds a post-graduate certificate in International Business from the Mountbatten Institute. She is also a member of the International Bar Association.

Olasubomi Durojaiye

Effie Tzirtziropoulos is the Vice President of Finance for [Prospect Capital](/org/prospect-capital) and has worked in venture capital and private equity since 2011. She has extensive experience in finance, accounting, tax services, fund accounting and financial reporting.

Prior to joining Prospect, Effie served as the Chief Financial Officer and Chief Compliance Officer with [Palm Beach Capital](/org/palm-beach-capital) from 2011-2020, where she was responsible for the firm’s accounting, internal controls, investor relations, administration, financial reporting, SEC reporting and tax matters. Effie began her career with PricewaterhouseCoopers, LLP where she was involved with the preparation of various federal and state corporate tax returns, individual tax returns, as well as audits and reviews of several large and medium sized companies both in the public and private sector.


Effie received her BA from the [University of Central Florida](/org/university-of-central-florida).

Effie Tzirtziropoulos

Ramona Hernandez is an Administrative Assistant for Prospect. Prior to joining Prospect, she was an account executive for Ora Group, working with small business clients.

Ramona received her AOS, with First Honors, from the Wood Tobé-Coburn School.

Ramona Hernandez

Sukanya Chuang is an Associate on Prospect’s Human Resources team and has worked in the finance industry since 2008.

Prior to joining Prospect, Sukanya worked at Morgan Stanley Investment Management as an Associate, serving as the internal operations main point of contact for the National Accounts sales team. Sukanya also held an analyst role to various teams within Morgan Stanley Investment Management. Prior to that role, Sukanya was an Operations Analyst, Execution Trader and Executive Assistant for Welch Capital Partners LLC.

Sukanya Chuang

David Curha is an Associate in Prospect’s Valuation and Due Diligence group. Prior to joining Prospect, he was a summer analyst at Loki Group, Inc., a private equity firm based in Atlanta, GA.

David Curha

Diana Marin is an Associate in Prospect’s accounting group. She has worked in the finance industry since 2014, and in accounting since 2008. Prior to joining Prospect, Diana worked as an accounts payable analyst at [Ellington Management Group](/org/ellington-management-group).

Diana received her BS from [Sacred Heart University](/org/sacred-heart-university).

Diana Marin

Elle Wang is a Senior Associate in the Prospect’s tax group and has been in the tax and accounting industries since 2012.

Elle received her MS from [Fordham University](/org/fordham-university) and her MS from CUNY Baruch College. Additionally, Elle is a Certified Public Accountant in the State of New York.

Elle Wang

Zachary Goldstein is a Senior Associate at Prospect where he is responsible for originating, executing, and managing investments in a variety of industries. Prior to joining Prospect, he worked on the special situations trading desk at the [Royal Bank of Canada](/org/royal-bank-of-canada). Zachary began his career at Miller Buckfire & Co. working on in and out-of-court restructurings on behalf of both companies and creditors.

Zachary received his BBA from [Emory University](/org/emory-university).

Zachary Goldstein

Tyler Rosenzweig is a Senior Associate at [Prospect Capital](/org/prospect-capital). Tyler was previously a Manager at EY, where they specialized in strategic transactions (M&A, IPO/SPAC) and derivatives/hedging. Tyler also worked as a Teaching Assistant at [Tulane University](/org/tulane-university). Tyler has a strong background in finance and accounting, and they are passionate about helping companies grow and succeed.

Tyler Rosenzweig holds a Master’s Degree in Accounting from [Tulane University](/org/tulane-university) - A.B. Freeman School of Business and a Bachelor’s Degree in Finance from [Tulane University](/org/tulane-university) - A.B. Freeman School of Business. Tyler is also certified by the California Board of Accountancy as a Certified Public Accountant and by the New York State Board as a Certified Public Accountant.

Their manager is John Francis Barry III, Chairman & CEO. Some of their coworkers include Hamza Naveed - Vice President, Michael Dimillo - Managing Director, and Matthew Barry - Vice President.

Tyler Rosenzweig

Nick Bodurian is a Senior Associate at Prospect where he is responsible for originating, executing, and managing investments in a variety of industries. Prior to joining Prospect, he worked as an investment professional in the Private Debt Group at [Partners Group](/org/partners-group), providing middle market leveraged loans to private equity sponsors across multiple industries. Nick also worked as an analyst in multiple business segments of GE Capital, including Antares Capital as a member of the Senior Secured Loan Program.

Nick received his BA from [College of the Holy Cross](/org/college-of-the-holy-cross) and a Business Certificate from [Columbia University](/org/columbia-university). He is also a Certified Public Accountant.



Nick Bodurian

Melissa Brown is an Associate and has worked in the accounting and finance industry since 2012. Prior to joining Prospect, she worked as an administrative assistant at [BBR Partners](/org/bbr-partners), focusing primarily on administrative support, business development and event coordinating.

Melissa received her BS from [Coastal Carolina University](/org/coastal-carolina-university).

Melissa Edington Brown

Elizabeth Swanson is an Associate with a focus on business operations. Prior to joining Prospect, she worked as a business development manager at [KAYAK](/org/kayak). Before [KAYAK](/org/kayak) she worked as a product manager for fixed income financial tools at Ipreo.

Elizabeth received her BA from [Brown University](/org/brown-university).

Elizabeth Swanson

Elizabeth Forman is an Associate with Prospect and has been in the financial industry since 2016. Prior to joining Prospect, she was an early promoted assurance senior associate in the insurance group of PricewaterhouseCoopers LLP, where she specialized in the Broker Dealer industry.

Elizabeth received her BBA and MPA from Emory University’s Goizueta Business School, graduating with high distinction and honors. She is a Certified Public Accountant in the State of New York.

Elizabeth Forman

Mike DeGrazia is an Associate responsible for originating middle-market debt and equity investment opportunities. Prior to joining Prospect, he worked as a business development associate at Century Park Capital Partners, where he was responsible for the deal sourcing efforts of the firm. Mike began his career at [Deutsche Bank](/org/deutsche-bank) as a sales associate.

Mike received his BS from Pennsylvania State University.

Mike DeGrazia

Fern Pasternak is an Associate in Prospect’s Accounting group. Fern was an intern at Prospect from 2018 to 2021 before joining the accounting team full time. Prior to joining Prospect, she completed an internship in the Wealth and Asset Management division of the Financial Services Assurance practice at Ernst & Young.

Fern received her BS from Baruch College, where she graduated as a member of the Zicklin Undergraduate Honors Program. She is currently testing for her Certified Public Accountant license in the state of New York.

Fern Pasternak

Alexandra Krasinets worked as an assurance senior associate at PricewaterhouseCoopers from October 2007 to August 2010. Alexandra is currently the VP of accounting at [Prospect Capital](/org/prospect-capital).

Alexandra Krasinets received a BBA/MBA in accounting from Pace University - Lubin School of Business.

Alexandra Krasinets reports to John Francis Barry III, Chairman & CEO. They work with Maury Cartine - Managing Director, Gabe Lewis - Vice President, and Jason Wilson - Managing Director.

Alexandra Krasinets

Alex Kern is an Associate and member of the Client Advisory team at Prospect with a focus on business development and data analytics. Prior to joining Prospect, he was a financial analyst at [SpaceX](/org/spacex), where he was responsible for developing the company forecast, supporting equity and debt transactions, and building financial systems within the capital markets group.

Alex received his BSM from [Tulane University](/org/tulane-university).

Alex Kern

Cassandra Izzo is an Associate in Prospect’s accounting group and has worked in the public accounting industry since 2017. Prior to joining Prospect, she worked in the Wealth and Asset Management division of the Financial Services Assurance practice at Ernst & Young, focusing on financial statement audits of hedge and mutual fund clients.

Cassandra received her BS and MS from Pennsylvania State University. Her Certified Public Accountant license is currently pending in the state of New York.

Cassandra Izzo

Bonnie Yan is an Associate at Prospect where she is responsible for originating, executing, and managing investments in a variety of industries. Prior to joining Prospect, she worked as an investment banking associate at [Jefferies](/org/jefferies), where she was responsible for arranging, underwriting, and syndicating loan and high yield debt products within the Leveraged Finance group.

Bonnie received her BSBA from [Georgetown University](/org/georgetown-university)’s McDonough School of Business.

Bonnie Yan

Peter Cowgill is a Senior Associate and has worked in the private equity industry since 2012. He is responsible for managing the firm's retail bond program and public filings, monitoring control investments, supervising insurance matters, and originating middle-market investment opportunities. Prior to joining Prospect, Peter was a paralegal at Gibson, Dunn & Crutcher LLP.

Peter received his BS from [New York University](/org/nyu)'s Stern School of Business.

Peter Cowgill

Bernie Marren

Michael Manzella began his career in 2011 and is a Senior Tax Manager in the Prospect Tax Group. Prior to joining Prospect, he was a manager in the Lead Tax practice of RSM US, LLP.

Michael received his BS from [Fordham University](/org/fordham-university) and his MS from St. John’s University. Additionally, he is a Certified Public Accountant in the state of New York.

Michael Manzella

Roxy Lelchuk is a Special Operations Associate and has held execution-oriented operational roles in the legal, financial and professional services industries since 2012. Prior to joining Prospect, she worked to deliver value through strategic special projects at one of the largest global law firms.


Roxy Lelchuk

Roxanne Lelchuk

Vladimir Gorbaty

Brett Murray is an Associate and member of the Client Advisory team at Prospect with a focus on Client Services, Business Development and Marketing.

Prior to joining Prospect, Brett was a director and a member of Oppenheimer Asset Management. He worked in the Private Equity and Alternative Investment groups at Oppenheimer, where he was responsible for various operational due diligence and portfolio management efforts.


Brett received his BA and MBA from [Drury University](/org/drury-university).



Brett Murray

Jaclyn Caruso is the Office Manager at Prospect. She has been leading large teams and focusing on administrative management since 2006. Prior to joining Prospect, Jaclyn oversaw training and development, multi-unit management, HR and administration for brands across seven major U.S. cities.

Jaclyn received her degree in Culinary at the International Culinary Center in New York City.

Jaclyn Caruso

Lorraine Kelly

Jeffrey Fanningis an Assistant Vice President at Prospect focused on institutional capital raising and business development. Prior to joining Prospect, Jeff worked in corporate development at Martin Marietta Materials and United Surgical Partners International. He was also an Associate in investment banking at Citigroup and before attending business school, Jeff worked in Morgan Stanley’s Investment Management division.

Jeff received his BA from Bowdoin College and his MBA from Duke University’s Fuqua School of Business.



Jeffrey Fanning

Sarah Werner is a Senior Associate in the Valuation and Due Diligence group. Prior to joining Prospect, she was a senior consultant in the M&A Transaction Services group of [Deloitte](/org/deloitte) & Touche LLP. Sarah worked on providing buy-side and sell-side financial due diligence services, to both corporate and private equity clients in a wide range of industries (including consumer, technology, media and telecom, and financial services). Before transitioning to this role in 2018, Sarah spent three years in [Deloitte](/org/deloitte)’s audit practice, where she began her career.

Sarah received her BBA and MS from the University of Nebraska. She is a Certified Public Accountant in the State of New York.

Sarah Werner

Alex Albert is a Senior Associate in Prospect’s accounting group. Prior to joining Prospect, Alex was a senior associate in the Financial Services Assurance practice at [KPMG](/org/kpmg), focusing on providing audit services to a variety of privately held entities, including hedge funds and private equity funds.
Alex received his BBA from [Baruch College](/org/baruch). He is a Certified Public Accountant in the State of New York.

Alex Albert

Kate Ogneya-Dobryanskaya is a Senior Accounting Associate. Prior to joining Prospect, she worked in the Assurance practice at RSM (formerly McGladrey), focusing on financial statement audits of public and non-public financial services clients including business development companies, private equity, venture and hedge funds.

Kate received her MBA from [Baruch College](/org/baruch). She is a Certified Public Accountant in the State of New York.

Kate Ogneya-Dobryanskaya

Justin Wang is a Senior Associate on Prospect’s Investment Team and has worked in investment management and finance since 2007. He is responsible for originating, executing and managing investments for Prospect’s real estate platform. Prior to joining Prospect, Justin worked at a startup investment firm Disruption Credit, which invested in online loans. He began his career in structured finance at [Credit Agricole](/org/credit-agricole-sa).

Justin received his BA from [Rutgers University](/org/rutgers-university)

Justin Wang

Taylor Gosselin is a Senior Associate and has been in the finance industry since 2014. He is responsible for originating middle-market debt and equity investment opportunities. Prior to joining Prospect, Taylor worked in the commercial lending department at Union Savings Bank, with a focus on middle-market lending.

Taylor received his BA honors, from Western Connecticut State University.

Taylor Gosselin

Sean Feng is a Senior Associate at Prospect where he is responsible for originating, executing, and managing investments across a variety of industries. Prior to joining Prospect, he worked as a senior investment analyst at Prudential Capital Group from 2014 to 2017 where he focused on international direct lending, distressed investing, and restructuring/special situations.

Sean received his BSBA and BS from Washington University in St. Louis, where he graduated magna cum laude.

Sean Feng

Sarabmeet Kallar is a Senior Associate at [Prospect Capital](/org/prospect-capital). Prior to joining Prospect, Sarabmeet was the Founder of Nyalo, an ed-tech platform to help teenagers grasp the concept of risk/reward early on in life. Sarabmeet also served as an Assistant Vice President at Sallyport Investments and as a Senior Consultant - Accenture Strategy. 

Sarabmeet began their career as a Chief Field Geophysicist / Field Service Manager at [Schlumberger](/org/schlumberger). Sarabmeet holds a degree in Geophysics from the Colorado School of Mines.

Sarabmeet Kallar attended the Indian Institute of Technology, Kharagpur for their undergraduate degree. Sarabmeet then went on to obtain their Master of Business Administration (M.B.A.) from The Wharton School. After working in the finance industry for a few years, they decided to return to academia and obtained their PhD in Business Analytics from Università di Pisa.

They work with Vladimir Gorbaty - Senior Associate, John G. Burges - Managing Director, and Hamza Naveed - Vice President. Sarabmeet Kallar reports to John Francis Barry III, Chairman & CEO.

Sarabmeet Kallar

Ben Schuman is an Associate at Prospect where he is responsible for originating, executing, and managing investments across various industries. Prior to joining Prospect, Ben was an Associate within the Leveraged Finance Capital Markets Group at CIT Bank where he focused on executing and syndicating CIT’s left lead transactions.

Ben received his BBA from the University of Miami Herbert Business School, where he graduated cum laude.



Ben Schuman

Lindsey Harrison is the Controller and has been in the financial services industry since 2009. Prior to joining Prospect, she was a manager in the Assurance Wealth and Asset Management group of Ernst & Young LLP, providing audit services to a variety of alternative investments clients including hedge funds and private equity funds.

Lindsey received her BS from [Lehigh University](/org/lehigh-university). She is a Certified Public Accountant in the state of New York.

Lindsey Harrison

Kaylin Besmer is an Operations Support Analyst and has worked in the administrative and financial services industry since 2015. Prior to joining Prospect, she was a Financial Analyst in the Business Expense, Travel and Corporate Card Administrator Group for the City of Bellevue, Washington. Prior to working for the City of Bellevue, Kaylin was a Program Manager focusing primarily on sport facility management and large equestrian operations.


Kaylin Besmer

Steven Stone is the current Chief Credit Officer at [Prospect Capital](/org/prospect-capital). Steven has over 30 years of experience in the financial industry, including positions at Ernst & Young, Congress Financial Corporation, and Wells Fargo Century. In their most recent position at Greystone & Co., Steven served as Vice President and Managing Director from 2007 to 2009.

Steven Stone graduated with a MBA in Accounting Major and Finance Minor from [New York University](/org/nyu). Prior to that, they completed their BBA in Finance Major and Accounting Minor from The George Washington University.

They are on a team with Daria Becker - Head, Administration, John W. Kneisley - Managing Director, and Zachary Goldstein - Senior Associate. Steven Stone reports to John Francis Barry III, Chairman & CEO.

Steven Stone

Terrance Kennedy is the Vice President at [Prospect Capital](/org/prospect-capital). Prior to this, they were the Vice President, Director of Business Development at MTN Capital Partners LLC from January 2019 to August 2021. Terrance has also held positions as a Senior Associate - Private Equity at GLG (Gerson Lehrman Group) from July 2016 to December 2018, an Investment Banking Summer Analyst at Alpha Capital Corporation from May 2016 to July 2016, and a Trading Associate at ACT Commodities from March 2015 to October 2015.

Terrance Kennedy completed a Bachelor's degree in Political Science and Government at the [University of Pennsylvania](/org/university-of-pennsylvania). Terrance also has a certification from [FINRA](/org/financial-industry-regulatory-authority-inc) in Series 3.

They are on a team with Brent Hayes - Managing Director, Alex Kern - Associate, and Richard Liang - Vice President. Terrance Kennedy reports to John Francis Barry III, Chairman & CEO.

Terrance Kennedy

Carlo Santelli is currently the Vice President at [Prospect Capital](/org/prospect-capital). Prior to this, they were with [Stonehenge Capital](/org/stonehenge-capital) from January 2016 to December 2021 as Vice President in their Private Equity group. Before that, Mr. Santelli worked as an Investment Banking Senior Analyst in the Healthcare Investment Banking Group at [Cantor Fitzgerald](/org/cantor-fitzgerald) from January 2014 to December 2015. Prior to [Cantor Fitzgerald](/org/cantor-fitzgerald), they worked as an Investment Banking Analyst in the Healthcare Investment Banking Group at Merrill Lynch from January 2013 to December 2014. Carlo started their career at Merrill Lynch as an Investment Banking Summer Analyst in their Healthcare Investment Banking Group from January 2012 to December 2012. Mr. Santelli began their professional career as an Intern at Chardan Capital Markets from January 2011 to December 2011 working in their M&A group.

Carlo Santelli has a BA in Economics from [Columbia University](/org/columbia-university) and has also completed certification from [FINRA](/org/financial-industry-regulatory-authority-inc) in Series 79 (non-active) and Series 63 (non-active). Carlo is currently employed as an investment banker.

Carlo Santelli reports to John Francis Barry III, Chairman & CEO. They work with Maury Cartine - Managing Director, Diana Marin - Associate, and Brent Hayes - Managing Director.

Carlo Santelli

Theodore V. Fowler is a Managing Director on Prospect’s Investment Team and has worked in investment management and finance since 1986. He is responsible for overseeing Prospect’s real estate investment strategy and portfolio.

Prior to joining Prospect, Theodore spent the first half of his career working with Wall Street bulge bracket firms. He ran the real estate group at Credit Suisse First Boston before being named co-head of the investment and merchant banking department at Credit Suisse First Boston, from where he then joined Prudential-Bache as co-head of its investment and merchant banking departments. Thereafter he spent over 20 years focused on advising and raising capital for small and mid-cap companies, initially at his own firm and then at [Laidlaw & Company](/org/laidlaw-company), where he was the head of the firm's investment banking group. Theodore has been on numerous boards of directors and consummated private equity investment transactions across a broad range of industries, including real estate, healthcare, insurance, hospitality, technology and consumer branded products.


Theodore received his BA from [Amherst College](/org/amherst-college) and his MBA from [Columbia University](/org/columbia-university).

Theodore V. Fowler

Al Faella is the Chief Technology Officer for Prospect, a Microsoft certified professional and has worked in information technology since 2009.

Prior to joining Prospect, Al worked for Warren Systems Group, where he gained experience on the technical infrastructure of financial service firms, as well as compliance and Sarbanes Oxley policies. He also has operational experience in the financial services sector.


Al received his BA with honors distinction from [Fordham University](/org/fordham-university).

Al Faella

John W. Kneisley is a Managing Director on Prospect’s Investment Team and has been in investment management and finance since 1991. He is responsible for investment approval, strategic and growth initiatives, and other management functions.

Prior to joining Prospect, from 2006 to 2011, John was a senior member of the private investment group at Silver Point Capital, a credit-oriented hedge fund with over $9 billion of assets under management. At Silver Point Capital, he was responsible for portfolio management, origination, and execution of private debt investments and certain control investments. John also managed Silver Point's five CLOs. From 1991 through 2006, he worked at Goldman, Sachs & Co., most recently as a managing director in the Leveraged Finance group where he was responsible for originating, structuring and executing leveraged loans, high yield bonds, bridge loans and acquisition financings for corporate and sponsor clients.


John received his BA summa cum laude from [DePauw University](/org/depauw-university), where he was elected to Phi Beta Kappa.

John W. Kneisley

Brent Hayes is a Managing Director and Head of Client Advisory at Prospect. In this capacity, he oversees business development and client relationship management.

Prior to joining Prospect, Brent was a managing director and head of client advisory at Tremblant Capital Group, a global alternative asset management firm focused on public equities. Previously, he was a managing partner at Basso Capital, a $3.0 billion multi-strategy credit and convertible securities hedge fund. Prior to Basso Capital, Brent was head of investor relations at Pequot Capital Management, an $18.0 billion public equity, private equity and venture capital firm. He was a marketing manager at John W. Henry & Company, world’s largest commodities trading advisor, where he branded the organization within the institutional community. Brent began his career in Private Banking at Bankers Trust. Outside of work, he is currently a member of the USA Soccer Federation Development Council and previously served on other charitable boards and volunteer committees.

Brent received his BA from [Fairfield University](/org/fairfield-university).

Brent Hayes

Michael Dimillo

David Belzer is a Managing Director and has been in the finance industry since 1998. He oversees Prospect’s Direct Lending activities, which focus on private debt investments in non-sponsor owned middle-market businesses. David is also responsible for originating, executing, and managing debt and equity investments in the energy sector, including oil and gas exploration and production, oil and gas services, and pipelines. He is also responsible for managing many of Prospect’s relationships with financial intermediaries. Prior to joining Prospect, David was a member of the Structured Finance Group at GE Capital from 1998 to 1999, where he focused on originating and executing investments in the oil and gas sector. From 1996 to 1998, he worked at [Wheelabrator Technologies](/org/wheelabrator-technologies), a developer of waste-to-energy plants. While at Wheelabrator, David focused on power plant acquisitions and development of the company's inside-the-fence cogeneration strategy in the northeast.

David received his BA from the University of Indiana and an MBA from the Olin School of Business at Washington University.

David L. Belzer

Bart J. deBie is a Managing Director. He has been with Prospect since 2004 and has been in the finance industry since 1997. He oversees Prospect’s “one-stop” combined control equity and debt financing business. Bart presently serves as a director on the Boards of Prospect-controlled companies CCPI, Freedom Marine, [MityLite](/org/mitylite), R-V Industries, and Valley Electric. He was formerly on the Boards of Airmall, Ajax Rolled Ring, C&J Cladding, Gas Solutions, and NRG Manufacturing, all of which were controlled by Prospect. Bart is active in Prospect’s corporate lending business. He is actively involved with businesses in need of capital in a range of industries, including energy and industrials. Prior to joining Prospect, Bart spent seven years as an investment banker. From 2003 into 2004, he was with Cenatar Advisory Group. From 1997 through 2002, Bart was with J.P. Morgan Securities, primarily in the Mergers and Acquisitions group where he advised clients across a range of industries.

Bart received his BA from the [University of Wisconsin](/org/university-of-wisconsin-madison) and his JD from the George Washington University Law School. He was admitted to the New York Bar (inactive status).

Bart J. deBie

John Burges is a Managing Director and has worked in the finance industry since 1989. He oversees the firm’s syndicated investments and is responsible for originating, executing and managing debt investments across a variety of industries, including consumer products, business services and resources. John is also responsible for managing many of Prospect’s relationships with private equity sponsors.

Prior to joining Prospect in 2013, he worked in investment banking and securities in London and New York with [Deutsche Bank](/org/deutsche-bank), Merrill Lynch, and Knight Capital, where he was a managing director. In his roles John was responsible for advising and financing public companies across industries. He has public company board and executive experience as president, CEO, and director of a Canadian listed resource company, and as chairman and an officer in a private equity backed energy company. Throughout his career, John brings substantial corporate finance, investment, and management experience.


John received his BA from Bristol University in England and his MBA from Columbia Business School.

John G. Burges

David Moszer is a Managing Director and has been in the finance industry since 1993. He oversees the firm's private equity sponsor coverage activities and in this capacity is responsible for originating, executing, and managing debt investments across a range of industries, including business services, chemicals, distribution, and food.

Prior to joining Prospect, from 2007 to 2009, David served as director of GSO Capital Partners where he executed middle-market junior capital transactions. From 2004 to 2007, he was a Principal at FriedbergMilstein, a firm that he helped establish as a leading investor in middle-market second lien and mezzanine debt transactions. From 1999 to 2004, David was a principal of GarMark Partners, where he was involved in mezzanine investing activities. From 1995 to 1999, he was a member of the merchant banking group at Banque Paribas where he originated senior debt transactions for middle-market leveraged buyouts. David began his career at Bear Stearns in the investment banking group where he focused on Merger and Acquisition advisory activities.


David received his BA from the [University of Virginia](/org/university-of-virginia) and his MBA from [Columbia University](/org/columbia-university).

David Moszer

Jason Wilson is a Managing Director and has been in the finance industry since 1999. He is responsible for originating, executing, and managing investments across a variety of industries, including business services, consumer products, and media. Jason is also responsible for managing many of Prospect's relationships with private equity sponsors. He is a director on the board of ReFuel and InterDent Inc. Prior to joining Prospect, Jason worked in investment banking for nine years at Lehman Brothers, Inc. and UBS Investment Bank. At UBS, he served as executive director and Head of Out-of-Home Entertainment, covering clients in the theme park, movie theatre, live entertainment and outdoor advertising sectors. Prior to investment banking, Jason served as a senior project engineer at Exxon Corporation where he was responsible for reservoir development, production, and joint ventures involving oil and natural gas properties in West Texas and North Dakota.

Jason received his BS magna cum laude from the [University of Notre Dame](/org/university-of-notre-dame) and his MBA from the University of Chicago Graduate School of Business.

Jason Wilson

Robert Nabholz is a Managing Director and has been in the finance industry since 1987. He is responsible for originating, executing, and managing 'one-stop' financings and direct lending investments across a variety of industries.

Prior to joining Prospect, Robert was a managing director in the financial restructuring group of Chanin Capital Partners / Duff & Phelps, a senior managing director in the Telecom, Media and Technology Group at Bear, Stearns & Co. Inc., and a managing director and head of the Communications Services practice at Thomas Weisel Partners.


Robert received his BS magna cum laude from [Lehigh University](/org/lehigh-university) and his MBA from [Columbia University](/org/columbia-university)’s Graduate School of Business.



Robert Nabholz

Scott Ramsey is a Managing Director on Prospect’s Investment Team and has worked in real estate and finance since 1994. He is responsible for originating, executing, and managing investments across Prospect’s real estate platform, as well as leading certain strategic initiatives.

Prior to joining Prospect, Scott was a private real estate investor and a Managing Director at [Credit Suisse](/org/credit-suisse) Securities in the real estate investment banking group. Prior to joining [Credit Suisse](/org/credit-suisse) in 2002, he spent seven years at Cohen & Steers Capital Management, a leading REIT investment management firm. Scott spent one year in their financial advisory group, Cohen & Steers Capital Advisors, and six years at Cohen & Steers Capital Management, as a REIT research analyst and member of the firm’s investment committee. He started his real estate career as a project architect at Development Design Group, an architectural design and development consulting firm, in August 1988. Scott has completed over $16 billion in M&A transactions and over $9 billion of public and private debt and equity financings.


Scott received his B Arch. from [Cornell University](/org/cornell-university) and his MBA from [Columbia University](/org/columbia-university)’s Graduate School of Business. He is a licensed architect (license not current).

Scott Ramsey

Colin McGinnis is a Principal and has been in the finance industry since 2005. He is responsible for originating, executing and managing investments in a variety of industries, including the firm's investments in CLOs. Prior to joining Prospect, from 2011 to 2012, Colin worked as an associate at [Credit Suisse](/org/credit-suisse), where he originated and executed leveraged finance, IPO and M&A transactions. From 2005 to 2009, he worked as a credit analyst and associate at Barclays Capital, where he underwrote, invested in and restructured CDO and CLO, leveraged finance and commercial real estate transactions for corporations and financial sponsors. Colin also managed a portfolio of performing and non-performing loans financed through total return swaps with hedge fund counterparts.

Colin received his BS, magna cum laude and his MBA with honors from the Wharton School of the University of Pennsylvania. He also holds the CFA designation.

Colin McGinnis

Angel Solis is a Principal and has been in the finance industry since 2006. He is responsible for originating, executing, and managing investments in a range of industries. From 2011 to 2013, Angel worked as an investment banking associate in the Technology, Media & Telecom group at J.P. Morgan, where he originated and executed leveraged finance, IPO and M&A transactions. He began his career as a research analyst in the Credit Portfolio Group at J.P. Morgan.

Angel received two BS degrees from the Massachusetts Institute of Technology and an MBA with distinction from [Harvard Business School](/org/harvard-business-school).



Angel Solis

Edward Shuman is a Principal, focusing on select portfolio companies as well as originating, evaluating, and managing new investments. Previously he was at [Yale University](/org/yale-university) where he performed atomic physics research.

Edward received his BA and his PhD from the [University of Virginia](/org/university-of-virginia).

Edward Shuman

Peter Hopkins, is a Principal on Prospect’s Investment Team and has worked in real estate since 2003. He is responsible for originating, executing, and managing investments across Prospect’s real estate platform.

Prior to joining Prospect, Peter worked at Waypoint Residential, where he focused on the origination and execution of multifamily real estate transactions. Prior to joining Waypoint, he was with Broadway Partners, where he was responsible for executing and managing office property transactions throughout the United States. Peter began his career as a real estate investment banking analyst at Sonnenblick-Goldman.

Peter received his BBA from The George Washington University.

Peter Hopkins

Robert Melman is a Principal and has been in the finance industry since 1997. He is responsible for originating, executing, and managing investments in a variety of industries, including business services, healthcare, and consumer products. Prior to joining Prospect, from 2008 to 2011, Robert worked as a deal professional at Patriarch Partners, an asset management firm focused on distressed companies. From 2003 to 2008, he worked as a deal professional at ComVest Group, a private equity firm focused on distressed middle-market companies. Robert began his career at Ernst and Young LLP where he helped sponsors and corporate buyers evaluate Mergers and Acquisitions prospects.

Robert received his BBA from the University of Michigan and his MBA from [New York University](/org/nyu)’s Stern School of Business. He is also a non-practicing Certified Public Accountant in the State of New York.

Robert Melman

Samuel Jolly is a Vice President and has been in the finance industry since 2012. He is responsible for originating, executing and managing investments in CLOs. Prior to joining Prospect, from 2012 through 2020, Samuel worked in a variety of roles at [Nomura](/org/nomura) Securities International. Most recently, Samuel was working in the CLO Origination team at [Nomura](/org/nomura). He was primarily responsible for the structuring and documentation of new issue CLO transactions and financing warehouses.

Samuel received his BS from the [Fordham University](/org/fordham-university).

Samuel Jolly

Richard Liang is a Vice President and has been in the finance industry since 2008. He is responsible for originating, executing, and managing investments in a variety of industries. Prior to joining Prospect, from 2010 to 2013, Richard was an associate at [Société Générale](/org/societe-generale), where he worked in the Leveraged Finance group in New York. From 2009 to 2010, he was an analyst at Crédit Agricole in the Industrials group in New York. Richard began his career as a financial analyst at Merrill Lynch, where he worked in the finance division.

Richard received his BS from [New York University](/org/nyu)’s Stern School of Business.

Richard Liang

Steven Elliott is an industry certified professional with over 18 years of experience. Prior to joining Prospect, Mr. Elliott worked with multiple managed services providers, managing large-scale infrastructure projects for financial service firms in areas of security, networking, server virtualization, network storage, and disaster recovery and cloud-hosted services.

Mr. Elliott's career includes multifaceted roles ranging from principal, vice president, systems engineer, network engineer, and support desk. Mr. Elliott's Information Technology experience expands beyond the knowledge of financial service firm instructure to also include industries of transportation, education, architecture and design, fashion, and legal.

Steven Elliott

Jonathan Dorsey is a Vice President, Senior Finance Manager at Prospect and has been in the accounting and finance industries since 2004. He provides accounting and finance oversight for Prospect’s portfolio companies. Prior to joining Prospect, Jonathan worked in consulting and accounting advisory professional services for [Focal Point Data Risk](/org/focal-point-data-risk) and Ernst and Young LLP. At [Focal Point Data Risk](/org/focal-point-data-risk), he was responsible for managing the company’s portfolio of clients in Texas and providing project management oversight for accounting and financial audit services. At Ernst and Young LLP, Jonathan provided audit and advisory services across a wide variety of industries including aerospace and defense, pharmaceuticals, professional services, and manufacturing.

Jonathan Dorsey

Jonathan J. Li is the Chief Compliance Officer and a Deputy General Counsel of Prospect and has worked in the legal industry since 2006. During that time, he has handled and overseen numerous matters involving commercial and other disputes, including in New York, Delaware, California, Michigan, Colorado, Texas and Georgia. Jonathan has particular expertise in arbitrations, having managed multiple arbitrations at every stage from initial filing through judicial confirmation of the final award. He also has extensive experience assisting Prospect’s portfolio companies in connection with legal matters.

Prior to joining Prospect, he actively managed cases at a major U.S. law firm in its Washington, DC and New York, NY offices.

Jonathan received his AB magna cum laude with highest honors from Harvard College and his JD cum laude from Georgetown University Law Center. After graduating from law school, he completed two clerkships: first with Judge Thomas M. Hardiman, then with Judge D. Michael Fisher, both of the U.S. Court of Appeals for the Third Circuit.

Jonathan J. Li

Sean Dailey is an Associate General Counsel of Legal and has been in the legal industry since 2004. He has represented a spectrum of investment advisers in connection with the structuring and distribution of U.S. and non-U.S. private investment products. Sean has formed and advised hedge, private equity and hybrid funds that pursue a number of different investment objectives and strategies. He has represented investors, including endowments and family offices, in their investments in private funds. In addition to private funds, Sean has advised clients on a number of other complex business transactions including acquisitions, divestitures, the operation and purchase of investment adviser businesses and general corporate matters. He has advised funds and their managers and sponsors on an array of legal issues relating to their formation and operation, including compliance with the U.S. Investment Advisers Act, the U.S. Investment Company Act and the rules and regulations of FINRA. Prior to joining Prospect, Sean worked at international law firms, primarily Skadden, Arps, Slate, Meagher & Flom LLP.

Sean received his BA from the University of California, Berkeley. He also received an MA from [Dartmouth College](/org/dartmouth) and a JD from the [University of Pennsylvania](/org/university-of-pennsylvania).

Sean Dailey

Russell Wininger is an Associate General Counsel and has been in the legal industry since 2009. Prior to joining Prospect, he worked at international law firms in New York and London, primarily [Weil, Gotshal & Manges LLP](/org/weil-gotshal-manges-llp), where his practice focused on representing corporate issuers, private equity sponsors and investment banks on public and private offerings of securities, liability management transactions, financial restructurings and acquisition financings. Russell also advised companies with respect to public disclosure, corporate governance and other corporate and securities law matters. From 2003 to 2006, he worked as a financial analyst at Microsoft.

Russell received his BBA from the Stephen M. Ross School of Business at the University of Michigan and his JD from the New York University School of Law, where he was a member of the editorial board of the Journal of Law & Business.

Russell Wininger

Miles Burns Miles Burns is a Vice President at Prospect focused on institutional capital raising and business development. He oversees institutional fundraising in North America across the family office, pension, endowment and foundation space. Prior to joining Prospect, Miles worked as a Vice President on the Institutional Capital Raising Team at [The Rohatyn Group](/org/the-rohatyn-group) from 2018 to 2022. He was responsible for handling all of the firm’s institutional LP relationships across North America, while spending the majority of his time on capital raising. From 2016 to 2018 Miles worked at [Morgan Stanley](/org/morgan-stanley)’s Investment Management arm (MSIM) where he was also focused on fundraising and relationship management.

Miles received his BA from Loyola University in Baltimore Maryland where he studied finance in the Sellinger School of Business.

Miles Burns

David Rubin is a Senior Associate on Prospect’s Investment Team and has worked in the finance industry since 2016. David is responsible for originating, executing, and managing investments in a variety of industries. Prior to joining Prospect, he was a Credit Analyst Intern at Z Capital Group, working on syndicated loans across industries. Preceding Z Capital Group, David traded and covered clients in short-term interest rates products, focusing on financing for securitized credit products at Morgan Stanley.

David received his BS from Cornell University and his MBA from the Wharton School, at the University of Pennsylvania.

David Rubin

Connor Coughlin is an Associate at Prospect where he is responsible for originating, executing, and managing investments across a variety of industries. Prior to joining Prospect, he worked as an Associate at Prudential Private Capital from 2016 to 2020 where he focused on middle market senior debt, mezzanine, and equity investing.

Connor received his BBA from [James Madison University](/org/james-madison-university). He is a CFA Charterholder and a Certified Public Accountant in the State of New York.

Connor Coughlin

Trisha Blackman is Head of Human Resources and Deputy Chief Compliance Officer. She is also a Vice President of Administration and has worked in finance, administration and investments since 1985. Trisha rejoined Prospect in 2017 after working for Prospect from 1998 - 2002 as office manager with fund administration responsibilities. She most recently returned from Hawaii where she worked as business manager for a hedge fund, and also held a position as office manager with human resources and compliance responsibilities for a national construction and engineering firm. Trisha was portfolio and executive assistant to the founder/president of BEA Associates and participated in the start-up as a member of Zesiger Capital Group.

Trisha received her BA from SUNY Oswego.

Trisha Blackman

Vivian Chen is a Vice President of Tax in the Prospect Tax Group. Prior to joining Prospect, she was a manager in the Real Estate Tax practice of PricewaterhouseCoopers LLP. Prior to PwC, Vivian was with Cohn Reznick LLP for seven years, first in the Corporate Tax practice and then the Real Estate Tax practice.

Vivian received both her BA and MBA from [George Mason University](/org/george-mason-university). Additionally, she is a Certified Public Accountant in the states of Virginia and California.

Vivian Chen

Bjorn Axelsson is a Vice President and member of the Client Advisory team at Prospect. He is responsible for Business Development and Client Services.

Prior to joining Prospect, Bjorn was a Vice President and a member of the Business Development group at GAMMA Capital Management, a $1.4 billion private investment firm. Prior to GAMMA he was an associate and a member of the High Yield Sales and Trading team at Pareto Securities, an Investment Bank focused on Energy and Shipping.


Bjorn received his B.Sc. at Reykjavik University and his M.Fin. at MIT Sloan School of Management. He also holds the CFA designation.

Bjorn Axelsson

Benjamin Bloom is a Vice President at Prospect where he is responsible for originating, executing, and managing investments in a variety of industries. Prior to joining Prospect, Benjamin worked in the New York office of [Barclays](/org/barclays), where he was most recently a Vice President in the loan portfolio management group.

Benjamin received his BS and BA from the [University of Virginia](/org/university-of-virginia).

Benjamin Bloom

Hamza Naveed is a Vice President and has been in the finance industry since 2009. He is responsible for originating, executing and managing private equity and debt investments in a variety of industries. Previously, Hamza worked in the investment banking division at J.P. Morgan, where he was a member of the Technology, Media & Telecom group focused on leverage finance transactions.

Hamza is a graduate of [Baruch College](/org/baruch).

Hamza Naveed

Joseph Roth is a Vice President and has been in the finance industry since 2008. He is responsible for originating, executing and managing investments across a variety of industries. Prior to joining Prospect, Joseph was an associate at Solaia Capital Advisors, where he worked on investments in the financial services industry. He worked as an investment banking associate at [Citadel Securities](/org/citadel-securities), where he advised on M&A transactions and securities issuances for corporate clients. Joseph began his career as an analyst at Rothschild, where he worked on M&A and restructuring advisory for domestic and international clients.

Joseph received his BBA from the Stephen M. Ross School of Business at the University of Michigan.

Joseph Roth

Justin R. Martini is a Vice President and has been in the finance industry since 2005. He is responsible for originating, executing and managing investments in a variety of industries. Prior to joining Prospect, from 2011 to 2012, Justin was finance director of a non-profit startup targeting at-risk youth. From 2007 to 2011, he worked as an associate at [Summit Partners](/org/summit-partners), where he sourced and executed private equity transactions on the technology team. Previously, Justin was an analyst in the leveraged finance and technology groups at Deutsche Bank Securities, where he executed leveraged buyout, recapitalization, IPO, and M&A transactions across a range of industries.

Justin received his AB, cum laude, from [Dartmouth College](/org/dartmouth) and his MBA with honors from the University of Chicago Booth School of Business.



Justin R. Martini

Matthew Sandler is a Vice President and has been in the finance industry since 2011. He is responsible for originating, executing and managing investments in CLOs. Prior to joining Prospect, from 2011 through 2013, Matthew worked as an associate in the Financial Instruments, Structured Products and Real Estate practice of PricewaterhouseCoopers LLP focusing primarily on GAAP Level III asset valuation to support audits of asset management clients. He was also responsible for performing due diligence on primary issuance of RMBS transactions for the purpose of providing assurance to Ginnie Mae as well as investment banking clients.

Matthew received his BS from the [University of Maryland](/org/university-of-maryland), College Park. He is a CFA charter holder and a Certified Public Accountant in the State of New York.

Matthew Sandler

Eva Frissora is a Vice President at [Prospect Capital](/org/prospect-capital) where she is responsible for originating, executing, and managing investments in a variety of industries. Prior to joining Prospect, she was an investment banker at BMO Capital Markets in the Business Services and Media group and at [Bank of America](/org/bank-of-america) in the Technology, Media and Telecom group.

Eva received an AB, cum laude, from Harvard College and an MBA from The Wharton School at the [University of Pennsylvania](/org/university-of-pennsylvania), where she graduated as a Palmer Scholar.

Eva Frissora

Gabe Lewis is a Vice President and has worked in the finance industry since 2005. Gabe is responsible for originating, executing and managing investments across a variety of industries. Prior to joining Prospect, he was a director at Zolfo Cooper where he provided restructuring and operational improvement services for companies in the transportation, manufacturing, gaming, retail, and real estate industries. Gabe was previously an associate at Jefferies Group where he worked in Maritime investment banking and participated in convertible bond and high yield offerings. He began his career as an analyst in the Financial Restructuring Group at [Houlihan Lokey](/org/houlihan-lokey).

Gabe received his BA from [New York University](/org/nyu).

Gabe Lewis

Matthew Barry is a Vice President at Prospect where he is responsible for originating, executing, and managing investments in a variety of industries. Prior to joining Prospect, he worked in the Restructuring & Special Situations Group at [PJT Partners](/org/pjt-partners) and The Blackstone Group. Matthew also worked as an associate at Metalmark Capital and as an analyst within the Financial Sponsors Group at Merrill Lynch.

Matthew received his BA from [Yale University](/org/yale-university) and his MBA from the Wharton School at the University of Pennsylvania, where he graduated with Honors.

Matthew Barry

Aderly Kor is a Vice President and has been in the finance industry since 2005. He is responsible for originating, executing, and managing investments in a variety of industries. Prior to joining Prospect, from 2013 to 2014, Aderly was a manager in the Consulting & Analytics team at Kepler Group, advising clients across multiple industries, including retail, e-commerce and online travel. From 2005 to 2010, he was a senior associate in the Structured Finance group at Ernst & Young, focusing on the due diligence, underwriting, and structuring of CDOs and CMBS products.

Aderly received his BS, summa cum laude from [Binghamton University](/org/binghamton-university) and an MBA from The University of Chicago Booth School of Business.



Aderly Kor

Roman Troitsky is Deputy General Counsel and has been in the legal industry since 1999. Prior to joining Prospect, he was a senior counsel at Akin Gump Strauss Hauer & Feld LLP, where his practice focused on representations of private equity firms, hedge funds, multinational corporations, leading financial institutions, equity sponsors and their portfolio companies in domestic and cross-border financing transactions, including syndicated and multi-currency credit facilities, letter of credit facilities, secured and unsecured revolving and term loans, bridge loans, first-lien, second-lien and mezzanine loans, cash flow and asset-based financings, restructurings, DIP financings and other debt transactions. In addition, Roman advised clients on transactional and compliance issues involving ISDA-governed derivatives documentation (including credit, equity, interest rate, commodity and FX transactions), as well as prime brokerage, securities lending, clearing, and futures and options documentation.

Roman received his BA with honors from [Earlham College](/org/earlham-college) and his JD from the New York University School of Law, where he was a member of the editorial board of the Journal of International Law and Politics.

Roman Troitsky

Justin H. Wertman is a Deputy General Counsel and has been advising on financing transactions since 1997. Prior to joining Prospect, he was a partner in the Finance & Restructuring Group at Morgan, Lewis & Bockius LLP, where he practiced law for 14 years. At [Morgan Lewis](/org/morgan-lewis), Justin represented administrative agents, lenders, private equity sponsors and corporate borrowers in connection with leveraged buy-outs, management buy-outs, revolving credit facilities, term loans, letter of credit transactions, asset-based loans, cash flow loans, first-lien and second-lien financings, mezzanine loans, subordinated loans, private placements, refinancing, workouts and restructurings. He has advised numerous private equity sponsors and their portfolio companies in relation to both domestic and multi-jurisdictional leveraged acquisitions, add-on acquisitions, spin-offs, restructurings and exits. Justin is also an accomplished entertainment finance lawyer, having advised leading financial institutions in numerous financing transactions with producers, distributors and sales agents of motion picture, television, music and new media product.

jk Justin received his BA cum laude from Queens College. He also received his JD cum laude from Fordham University School of Law, where he served as a Staff Member and then an Editor on the Fordham Law Review.

Justin H. Wertman

Rosa Mark-Brown is a Human Resources AVP and has worked in the finance industry since 2015. Prior to joining Prospect, she worked in administration for News and Current Affairs at Television New Zealand.

Rosa received her First-Class Bachelor of Commerce (Honors) degree from the [University of Auckland](/org/university-of-auckland) and holds a post–graduate certificate in International Business from the Mountbatten Institute.

Prospect Capital

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