Prosperity Capital Advisors
Luke Ripienski, CFP®, is an accomplished financial professional with extensive experience in compliance and supervision. Since August 2002, Luke has held various leadership positions, notably as Chief Compliance Officer at Prosperity Capital Advisors, where responsibilities include regulatory adherence, risk mitigation, and management of compliance programs. Luke has successfully supervised over 115 investment advisor representatives across the nation and has played a key role in enhancing compliance practices and oversight. Prior experience includes significant roles at Principal Financial Group, MetLife, and The Hartford, with a strong track record in supervision, compliance, and training. Luke Ripienski holds a Bachelor of Business Administration in Finance from the University of Wisconsin-Eau Claire.
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Prosperity Capital Advisors
At Prosperity Capital Advisors (PCA), we provide more than just investments. We provide solutions to simplify and solve the complex challenges and opportunities you face as an investor every day. As an organization, we’re committed to looking at the big financial picture and providing congruent and holistic services to you. Financial products and portfolios should be used solely as instruments to help you obtain your overall financial goals and objectives. With the countless financial vehicles that are available today, a cohesive wealth management plan can work to identify gaps and inefficiencies to provide accurate product and portfolio recommendations. As such, financial planning is the foundational service that PCA provides. We offer you the one-on-one support you need from a fiduciary advisor – and a team of highly specialized professionals focused on your unique situation will help support the development of your plan behind the scenes, including CERTIFIED FINANCIAL PLANNERTM professionals, tax professionals, insurance agents and more.