Finance and Compliance

The Finance and Compliance team at R. Seelaus & Co., Inc. is responsible for ensuring the firm's financial integrity and adherence to regulatory standards. This team oversees financial reporting, risk management, and compliance with industry regulations, while also providing strategic financial analysis to support decision-making. By collaborating closely with trading desks and financial advisors, they help maintain the firm's operational efficiency and safeguard client interests in a dynamic financial landscape.