Rich Konefal

Rich Konefal is a seasoned compliance professional with extensive experience in the financial services industry. Currently serving as the Chief Compliance Officer for the Capital Markets Division at Raymond James, Rich has previously held significant roles, including Managing Director and Global Head of Markets Compliance at Barclays Capital, where responsibilities also included oversight of equities and distribution compliance. Prior roles include Director of Equity Derivatives and Prime Compliance at Bank of America and Investigator in Market Regulation at the American Stock Exchange. Rich's diverse background encompasses a wide range of compliance functions within major financial institutions.