RBC Capital Markets
Karan Joseph is a finance professional with extensive experience in regulatory services and client management across prominent financial institutions. Currently serving as a Senior Analyst in US Regulatory Services at RBC Capital Markets since July 2025, Karan previously worked at LCBO as a Customer Service Representative and held various roles at Morgan Stanley from June 2017 to April 2022, including positions in Client Regulatory Services, Global Banking Services, and Global Loan Services. Karan's accomplishments include deploying an automated workflow system for KYC case management, managing operational risk and compliance for trading accounts, and leading system implementations to enhance loan processing. Karan holds a Post Graduate Degree in Project Management from George Brown College and a Post Graduate Degree in Financial Planning from Humber College, along with a Bachelor of Management Studies from the University of Mumbai.
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