Mark Mckinney

Director, Regulatory Risk at RBC Clearing & Custody

Mark McKinney has extensive experience in the financial industry, holding various roles in different companies. Mark most recently served as the Director of Regulatory Risk and Compliance at RBC Correspondent Services and RBC Advisor Services. Prior to that, they worked as a FINRA Dispute Resolution Arbitrator at FINRA. Mark also held positions at Ameriprise Financial Services, Inc., where they served as a Regional Registered Principal, Field Registered Principal, and Manager of Field Office Inspections. Before that, they were a Controls Manager at AXA Advisors. Mark began their career at Ameriprise Financial Services, Inc. as the Director of Financial Planning and later as a Director. Overall, Mark has a strong background in finance and regulatory compliance.

Mark McKinney completed their Bachelor's degree in Liberal Arts from the University of Minnesota from 1983 to 1988. Prior to that, they attended Wayzata High School from 1980 to 1983. In addition, they obtained a certification in CRPC from the College of Financial Planning in 2008.

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Timeline

  • Director, Regulatory Risk

    Current role