Lance Huntley

Lance Huntley has held various compliance roles throughout his career in the securities industry. From serving as a Securities Examiner at FINRA to being the Vice President of Compliance at National Financial Partners, Lance has a wealth of experience in ensuring regulatory adherence. With a Bachelor of Science degree in Finance from Texas State University, Lance founded CLH Compliance, LLC to provide compliance solutions to broker-dealer and investment advisory firms before joining Red Oak Compliance Solutions as the Vice President. Lance has also served as the Chief Compliance Officer at companies such as MicroVentures and Honest Dollar, showcasing his expertise in maintaining policies and procedures to meet industry regulations.