Red Oak Compliance Solutions
Samantha Young is an experienced executive with a strong background in administrative and operational leadership across multiple financial services companies. Currently serving as Chief Administrative Officer for Red Oak's 4U Platform since April 2025, Samantha previously held the same title at 4U Platform LLC from March 2021 to April 2025. Prior roles include Chief Operating Officer at Leelyn Smith, where responsibilities included enhancing vendor partnerships and formalizing processes, and Chief Administrative Officer at Ziegler, overseeing operational management of Wealth Management. Samantha also has experience as a Business Solutions Specialist and Project Manager, Senior Retirement Product Specialist at William Blair, Director of Human Resources and Marketing at Geneva Investment Management, and various roles at Morgan Stanley Smith Barney, including Senior Complex Service Manager. Education includes attendance at Purdue University with a focus on Elementary Education and Teaching.
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Red Oak Compliance Solutions
Red Oak Compliance Solutions is a leading provider of intelligent compliance software, offering a range of AI-powered solutions designed to help firms of all sizes navigate the increasingly complex regulatory landscape. Our solutions provide risk minimization, process optimization, and the ability to scale with your firm's changing needs. Our suite of 17(a)-4/WORM compliant features are designed to evolve in step with the ever-changing regulatory landscape, ensuring that our clients always stay ahead of the curve. Our flagship advertising review software enables firms to deliver compliant content to the market with confidence. Additional solutions include Disclosure Management, Registration Management, Complaint Management, Branch Exams and more. Red Oak offers various additional tech modules to further automate and increase efficiencies in your compliance process, including periodic attestations, forms review, gifts and non-cash compensation, regulatory inquiry requests, AML/fraud case management, RFP review, and many more. Our Compliance Consultants can also provide additional support for your team when needed. Join the growing number of firms that rely on Red Oak Compliance Solutions to stay ahead of the regulatory curve and experience the benefits of intelligent compliance software for yourself!