Regal Securities, Inc.
Jim Ziganto is an experienced human resources leader with a robust career spanning several prestigious companies. Since July 2015, Jim has served as Chief Human Resources Officer at Regal Securities, Inc., an independent brokerage firm. Prior experience includes managing partner at Monterrey Partners, LLC, and VP of Human Resources at Carlex Glass America and Snap-on Inc. Notable positions also feature executive counseling at Challenger, Gray & Christmas, Inc., and leadership roles at United Healthcare and U.S. Robotics. An educational background in Marketing and Business Administration was obtained from Western Illinois University, complemented by earlier studies at Benet Academy.
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Regal Securities, Inc.
In the race to sameness, the financial services industry is attempting to fit advisors and their clients into an increasingly limited set of solutions. Conversely, Regal does not subscribe to a one size fits all approach as each advisor’s business, and their client’s financial needs and circumstances, are unique and deserve the appropriate attention. Regal provides an Open Solution Partnership with our advisors to help them serve their clients without quotas, mandates, or grid compression. We proudly support advisory, brokerage and hybrid business models to help advisors serve clients’ best interest and we offer affiliation for Independent Advisors, Employee Advisors, and full Enterprise Solutions. Regal Securities is an independent Broker/Dealer and wealth management firm entrusted by our clients to help them navigate their financial and family journey. Regal provides brokerage and advisory solutions (through Regal Advisory Services, Inc.) created to strengthen and accelerate our advisors’ business success. Personalization and creative thinking are the foundation for our concierge service & transition team. Regal places the client and their advisor center stage to empower a life of purpose and abundance. Looking for a white glove service model and the family culture? Please contact us to start a conversation that can lead to the next step of your life and business journey of empowerment. Regal provides full service custody functions, state-of-the-art technology and execution capabilities in all major markets for Registered Representatives, Broker-Dealers, Registered Investment Advisor firms and Independent Investment Advisor Representatives through Regal Advisory Services, Inc., a Regal affiliated firm.