Mohammed al-Soor

SVP - Head Compliance And Surveillance at Riyad Capital

Mohammed Al-Soor has extensive work experience in the finance and compliance industry. Mohammed started their career as an Assistant Financial Analyst at The Saudi Investment Bank in 2005. Mohammed then joined SAIB BNP PARIBAS ASSET MANAGEMENT in 2006 as a Financial Analyst, where they performed buy-side research and prepared company research reports. Mohammed worked in various roles at SAIB, including Compliance Officer and Fund Management, until 2012.

In 2012, Mohammed joined Alistithmar for Financial Securities and Brokerage Company as a Senior Compliance Officer. Later that year, they moved to Riyad Capital as an Associate Senior Compliance and MLC Officer. Mohammed quickly progressed within the company, becoming the Acting Manager of the Compliance and AML Department. In 2013, Mohammed was promoted to SVP - Head Compliance and Surveillance.

Throughout their career, Mohammed demonstrated strengths in compliance, surveillance, financial analysis, and research.

Mohammed Al-Soor pursued their education at Prince Sultan University from the year 2000 to 2006, where they obtained a Bachelor of Science degree in Finance. Mohammed has also completed several certifications throughout their career. These certifications include "Leading Effectively" from LinkedIn in April 2021, "Managing To-Do Lists" from LinkedIn in February 2019, "Strategic Management Performance System" from LBL Strategies, Ltd - The George Washington University in December 2018, "Improving Your Focus" from LinkedIn in August 2018, "Making Decisions" from LinkedIn in August 2018, and "Design Thinking: Implementing the Process" from LinkedIn in May 2018. Mohammed also holds a certification as a Certified Coaching Practitioner, obtained in August 2017. Additionally, they have earned certifications in areas such as Anti-Money Laundering (CMA Advanced Certificate in AML and CMA Advanced Certificate in Compliance) and Compliance (Certified Compliance Officer). Furthermore, Mohammed completed the Compliance & AML/CTF module (CME-2) from the Capital Market Authority in September 2012 and The General Securities Qualification Examination (CME-1) from the same institution.

Links

Timeline

  • SVP - Head Compliance And Surveillance

    May, 2013 - present

  • Acting Manager Compliance And AML Department

    November, 2012

  • Associate Senior Compliance And MLC Officer

    August, 2012

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